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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROSENBLATT SIDNEY D C/O UNIVERSAL DISPLAY CORPORATION 375 PHILLIPS BLVD. EWING, NJ 08618 |
 X |  |  EVP and CFO |  |
/s/ Sidney D. Rosenblatt | 02/12/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired under the Universal Display Corporation Employee Stock Purchase Plan. |
(2) | These shares were transferred to Mr. Rosenblatt's Grantor Retained Annuity Trust on September 4, 2018. |
(3) | Includes 4,009 shares transferred from Mr. Rosenblatt on September 4, 2018 to the following GRAT: The Sidney Rosenblatt September 2018 Annuity Trust dated as of September 4, 2018. Mr. Rosenblatt is trustee and beneficiary of such Grantor Retained Annuity Trust. |
(4) | These shares are held by the following GRATs: The Sidney Rosenblatt June 2016 Annuity Trust dated as of June 20, 2016 (4,649 shares); The Sidney Rosenblatt July 2017 Annuity Trust dated as of July 19, 2017 (39,240 shares); The Sidney Rosenblatt December 2017 Annuity Trust dated as of December 26, 2017 (2,599 shares); The Sidney Rosenblatt September 2018 Annuity Trust dated as of September 4, 2018 (20,049 shares); and The Sidney Rosenblatt December 2018 Annuity Trust dated as of December 26, 2018 (3,401 shares). Mr. Rosenblatt is trustee and beneficiary of each such Grantor Retained Annuity Trust. |
(5) | These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which Mr. Rosenblatt is the sole general partner and he and his children are the sole limited partners. |
(6) | These shares are held by Mr. Rosenblatt's spouse and are being reported as beneficially owned by him. |