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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARUCH THOMAS R C/O CMEA CAPITAL ONE EMBARCADERO CENTER, SUITE 3250 SAN FRANCISCO, CA 94111 |
X |
/s/ Thomas R. Baruch, Thomas R. Baruch | 02/25/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pro rata distribution of shares. |
(2) | Consists of 801,891 shares being disposed of by CMEA Ventures Information Technology II, L.P. and 100,643 shares being disposed of by CMEA Ventures Information Technology II, Civil Law Partnership, less the 3,265 shares being distributed to Thomas R. Baruch. |
(3) | Consists of securities held directly by CMEA Ventures Information Technology II, L.P. and CMEA Ventures Information Technology II, Civil Law Partnership (collectively, "CMEA 4"). CMEA Ventures IT Management II, L.P. ("CMEA 4 GP") is the sole general partner of CMEA 4. Thomas R. Baruch ("Baruch") is a general partner of CMEA 4 GP. Each of CMEA 4 GP and Baruch may be deemed to beneficially own the shares held by CMEA 4, but each of CMEA 4 GP and Baruch disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. |
(4) | Acquisition of pro rata share of distribution. |
(5) | Consists of 11,476 shares of Common Stock and options to purchase an additional 86,191 shares of Common Stock but does not include 3,610,139 shares of Common Stock held directly by CMEA 4. |