Delaware
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000-54402
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91-1835664
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(State or Other Jurisdiction of Incorporation)
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(Commission File No.)
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(IRS Employer Identification Number)
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40 Marcus Drive, Melville, New York
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11747
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(Address of Principal Executive Offices)
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(Zip Code)
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____
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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____
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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____
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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____
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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1.
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Election of Class I Directors:
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Number of Shares
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||
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For
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Withheld
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Broker Non-Votes
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Robert B. Catell
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3,919,059
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16,536
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1,038,148
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Charles S. Ryan
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3,920,060
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15,535
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1,038,148
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2.
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Approval of an amendment to the Company's Certificate of Incorporation to increase the number of shares of common stock authorized to be issued by the Company from 30,000,000 to 75,000,000:
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For
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4,869,597
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Against
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85,769
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Abstentions
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18,377
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Broker Non-Votes
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0
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3.
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Approval of an amendment to the Company's Certificate of Incorporation to increase the number of shares of preferred stock authorized to be issued by the Company from 5,000,000 to 20,000,000:
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For
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3,897,760
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Against
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37,834
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Abstentions
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1
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Broker Non-Votes
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1,038,148
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4.
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Approval of an amendment to the Company's 2010 Equity Participation Plan (the "Plan") to increase the number of shares of common stock authorized to be issued pursuant to the Plan from 4,250,000 to 10,000,000:
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For
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3,898,760
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Against
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36,834
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Abstentions
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1
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Broker Non-Votes
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1,038,148
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5.
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Ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018:
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For
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4,972,592
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Against
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146
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Abstentions
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1,005
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Broker Non-Votes
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0
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Item 9.01
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Financial Statements and Exhibits.
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BIORESTORATIVE THERAPIES, INC.
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Dated: August 24, 2018
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By:
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/s/ Mark Weinreb | |
Mark Weinreb | |||
Chief Executive Officer
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