BioRestorative Therapies, Inc. |
(Name of Issuer)
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Common Stock, $.001 Par Value |
(Title of Class of Securities)
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090655408 |
(CUSIP Number)
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Dale Broadrick
3003 Brick Church Pike
Nashville, TN 37207
(615) 256-0600
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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January 7, 2019 |
(Date of Event which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Dale Broadrick
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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(b)
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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3,161,452
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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3,161,452
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,161,452
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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20.4%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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a. | Name |
b. | Residence or Business Address |
c. | Occupation |
d. | Convictions |
e. | Civil Judgments |
f. | Citizenship |
Date of Acquisition
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Securities Acquired
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Price Per Share
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How Transaction Effected
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12/31/18
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70,951 shares of Common Stock
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$
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.83 (1)
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Open Market Purchases
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1/2/19 | 49,299 shares of Common Stock |
$ |
.88 (2) |
Open Market Purchases |
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1/3/19 | 21,000 shares of Common Stock |
$ |
.90 |
Open Market Purchases | ||
1/7/19 | 50,000 shares of Common Stock | $ |
.82 (3) |
Open Market Purchases | ||
1/8/19 | 100,000 shares of Common Stock | $ | .81 (4) |
Open Market Purchases | ||
1/9/19 | 17,000 shares of Common Stock | $ |
.79 (5) |
Open Market Purchases | ||
1/10/19 | 90,000 shares of Common Stock | $ |
.75 (6) |
Open Market Purchases | ||
1/11/19 | 55,000 shares of Common Stock | $ |
.69 (7) |
Open Market Purchases | ||
1/15/19 | 20,000 shares of Common Stock | $ |
.62 |
Open Market Purchases | ||
1/16/19 | 10,000 shares of Common Stock | $ |
.63 |
Open Market Purchase | ||
1/17/19 | 58,500 shares of Common Stock | $ |
.74 (8) |
Open Market Purchases | ||
1/24/19 | 8,000 shares of Common Stock | $ |
.64 (9) |
Open Market Purchases | ||
1/25/19 | 4,000 shares of Common Stock | $ |
.60 |
Open Market Purchases | ||
2/19/19 |
1,000,000 shares of Common Stock |
$ | .60 | Purchase from Company |
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2/19/19 |
Warrants to acquire an aggregate of
1,000,000 shares of Common Stock
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$ |
- (10) |
Purchase from Company |
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2/20/19 | 142,191 shares of Common Stock | $ |
.69 (11) |
Open Market Purchases | ||
2/21/19 | 1,500 shares of Common Stock | $ |
.69 |
Open Market Purchase | ||
2/22/19 | 5,100 shares of Common Stock | $ |
.68 |
Open Market Purchases | ||
___________________
(1) Represents the average price per share paid. Purchase prices ranged from $.78 per share to $.91 per share.
(2) Represents the average price per share paid. Purchase prices ranged from $.83 per share to $.89 per share.
(3) Represents the average price per share paid. Purchase prices ranged from $.80 per share to $.85 per share.
(4) Represents the average price per share paid. Purchase prices ranged from $.78 per share to $.85 per share.
(5) Represents the average price per share paid. Purchase prices ranged from $.78 per share to $.80 per share.
(6) Represents the average price per share paid. Purchase prices ranged from $.72 per share to $.77 per share.
(7) Represents the average price per share paid. Purchase prices ranged from $.68 per share to $.71 per share.
(8) Represents the average price per share paid. Purchase prices ranged from $.65 per share to $.79 per share.
(9) Represents the average price per share paid. Purchase prices ranged from $.64 per share to $.65 per share.
(10) Issued in consideration of purchase of shares of Common Stock from the Company.
(11) Represents the average price per share paid. Purchase prices ranged from $.67 per share to $.71 per share.
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/s/ Dale Broadrick
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Dale Broadrick
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