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UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION ------------------------
WASHINGTON, D.C. 20549 OMB Number: 3235-0101
Expires: August 31, 2003
Estimated average burden
hours per response...2.0
FORM 144
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SEC USE ONLY
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NOTICE OF PROPOSED SALE OF SECURITIES DOCUMENT SEQUENCE NO.
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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CUSIP NUMBER
ATTENTION: TRANSMIT FOR FILING 3 COPIES OF THIS FORM CONCURRENTLY WITH EITHER PLACING AN ORDER
WITH A BROKER TO EXECUTE SALE OR EXECUTING A SALE DIRECTLY WITH A MARKET MAKER.
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---------------------------------------------------------------------------------------------------------- WORK LOCATION
1(a) NAME OF ISSUER (PLEASE TYPE OR PRINT) (b) IRS IDENT. NO. (c) SEC FILE NO.
TiVo Inc. 77-0463167 000-27141 ------------------------
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1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO.
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AREA CODE NUMBER
2160 Gold Street, PO Box 2160 Alviso CA 95002 408 519-9100
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2(a) NAME OF PERSON FOR WHOSE ACCOUNT (b) IRS IDENT. NO (c) RELATIONSHIP (d) ADDRESS STREET CITY STATE ZIP CODE
THE SECURITIES ARE TO BE SOLD TO ISSUER
Styne House, Upper Hatch Street
RGC International Investors, LDC None Dublin 2 Ireland
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INSTRUCTION: THE PERSON FILING THIS NOTICE SHOULD CONTACT THE ISSUER TO OBTAIN THE I.R.S. IDENTIFICATION NUMBER
AND THE S.E.C. FILE NUMBER.
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3(a) (b) SEC USE ONLY (c) (d) (e) (f) (g)
Title of Name and Address of ------------ Number of Aggregate Number of Approximate Name of
the Class Each Broker Through Shares or Market Shares or Date of Sale Each
of Securities Whom the Securities Broker-Dealer Other Units Value Other Units (See Instr. Securities
To Be Sold are to be Offered or File Number To Be Sold (See Instr. Outstanding 3(f)) Exchange
Each Market Maker (See Instr. 3(d)) (See Instr. (MO DAY YR) (See Instr.
who is Acquiring the 3(c)) 3(e)) 3(g))
Securities
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Common Stock Source Trading 84,468 $541,440 64,122,164 5/20/03 and NASDAQ
30 Buxton Farm Rd. as of 5/19/03 thereafter National
Suite 135 Market
Stamford, CT 06905
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INSTRUCTIONS:
1. (a) Name of issuer 3. (a) Title of the class of securities to be sold
(b) Issuer's I.R.S. Identification Number (b) Name and address of each broker through whom the securities
(c) Issuer's S.E.C. File number, if any are intended to be sold
(d) Issuer's address, including zip code (c) Number of shares or other units to be sold (if debt securities,
(e) Issuer's telephone number, including area code give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a
specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if
debt securities the face amount thereof outstanding, as shown by
the most recent report or statement published by the issuer
2. (a) Name of person for whose account the securities (f) Approximate date on which the securities are to be sold
are to be sold (g) Name of each securities exchange, if any, on which the
(b) Such person's I.R.S. identification number, securities are intended to be sold
if such person is an entity
(c) Such person's relationship to the issuer
(e.g., officer, director, 10% stockholder,
or member of immediate family of any of the
foregoing)
(d) Such person's address, including zip code
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED
TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
{MI849293;1} SEC 2039 (LBI 9-00)
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TABLE I -- SECURITIES TO BE SOLD
FURNISH THE FOLLOWING INFORMATION WITH RESPECT TO THE ACQUISITION OF THE SECURITIES TO BE SOLD
AND WITH RESPECT TO THE PAYMENT OF ALL OR ANY PART OF THE PURCHASE PRICE OR OTHER CONSIDERATION THEREFOR:
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Name of Person from Whom Amount of
Title of Date you Nature of Acquisition Acquired (If gift, also Securities Date of Nature of
the Class Acquired Transaction give date donor acquired) Acquired Payment Payment
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Common Stock 8/29/01 Conversion of 7% Convertible TiVo Inc. 84,468 8/29/01 Cash
Senior Notes Due 2006
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INSTRUCTIONS: 1. If the securities were purchased and full
payment therefor was not made in cash at
the time of purchase, explain in the table
or in a note thereto the nature of the
consideration given. If the consideration
consisted of any note or other obligation,
or if payment was made in installments
describe the arrangement and state when the
note or other obligation was discharged in
full or the last installment paid.
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TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS
FURNISH THE FOLLOWING INFORMATION AS TO ALL SECURITIES OF THE ISSUER SOLD DURING THE PAST 3 MONTHS
BY THE PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD.
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Amount of
Name and Address of Seller Title of Securities Sold Date of Sale Securities Sold Gross Proceeds
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RGC International Investors, LDC Common Stock 0 0
Styne House, Upper Hatch Street
Dublin 2 Ireland
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REMARKS:
INSTRUCTIONS: ATTENTION:
See the definition of "person" in paragraph (a) of Rule 144. THE PERSON FOR WHOSE ACCOUNT THE SECURITIES TO WHICH THIS NOTICE
Information is to be given not only as to the person for whose RELATES ARE TO BE SOLD HEREBY REPRESENTS BY SIGNING THIS NOTICE
account the securities are to be sold but also as to all other THAT HE DOES NOT KNOW ANY MATERIAL ADVERSE INFORMATION IN REGARD
persons included in that definition. In addition, information TO THE CURRENT AND PROSPECTIVE OPERATIONS OF THE ISSUER OF THE
shall be given as to sales by all persons whose sales are SECURITIES TO BE SOLD WHICH HAS NOT BEEN PUBLICLY DISCLOSED.
required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person filing this notice.
RGC International Investors, LDC
By: Rose Glen Capital Management, LP
By: RGC General Partner Corp.
May 20, 2003 By: /S/ STEVEN B. KATZNELSON
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DATE OF NOTICE By: Steven B. Katznelson
Its: Managing Director
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ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
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{MI849293;1} SEC 2039 (LBI 9-00)