As filed with the Securities and Exchange Commission on June 2, 2004
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
EVOLVING SYSTEMS, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware (State of Incorporation) |
84-1010843 (I.R.S. Employer Identification No.) |
9777 Mt. Pyramid Court, Suite 100
Englewood, Colorado 80112
(Address of Principal Executive Offices)
Amended and Restated Stock Option Plan
Employee Stock Purchase Plan
(Full Title of the Plans)
Stephen K. Gartside, Jr.
President and Chief Executive Officer
Evolving Systems, Inc.
9777 Mt. Pyramid Court, Suite 100
Englewood, Colorado 80112
(303) 802-1000
(Name, Address and Telephone Number, Including Area Code, of Agent for Service)
Copies to:
Charles D. Maguire, Esq.
Holme Roberts & Owen LLP
1700 Lincoln Street, Suite 4100
Denver, CO 80203
(303) 861-7000
CALCULATION OF REGISTRATION FEE
Title of Securities to be Registered |
Amount to be Registered(1) |
Proposed Maximum Offering Price Per Share(4) |
Proposed Maximum Aggregate Offering Price |
Amount of Registration Fee(5) |
||||
---|---|---|---|---|---|---|---|---|
Common Stock, $.001 par value | 1,500,000(2) 200,000(3) |
$3.485 | $5,924,500 | $750.64 | ||||
FORM S-8 PURSUANT TO GENERAL INSTRUCTION E
This Form S-8 is filed with the Securities and Exchange Commission (the "Commission") pursuant to General Instruction E to Form S-8. The contents of the earlier Registration Statements on Form S-8, Registration Nos. 333-103655, 333-89438, 333-61446, 333-82473 and 333-60779 are hereby incorporated by reference into this Form S-8. All capitalized terms not defined herein shall have the same meaning as set forth in the Form S-8.
Exhibit Number |
Description |
|
---|---|---|
5.1 | Opinion of Holme Roberts & Owen LLP (filed herewith). | |
10.1 |
Amended and Restated Stock Option Plan (incorporated by reference to Exhibit 10.2 to the Registrant's Registration Statement on Form S-1 (Registration No. 333-43973). |
|
10.2 |
Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.3 to the Registrant's Registration Statement on Form S-1 (Registration No. 333-43973)). |
|
23.1 |
Consent of PricewaterhouseCoopers LLP. (filed herewith) |
|
23.2 |
Consent of Holme Roberts & Owen LLP (included in Exhibit 5.1). |
|
24.1 |
Power of Attorney (included on page 4). |
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Englewood, State of Colorado, on the 2nd day of June, 2004.
EVOLVING SYSTEMS, INC. | |||
By: |
/s/ STEPHEN K. GARTSIDE, JR. Stephen K. Gartside, Jr. President and Chief Executive Officer |
We, the undersigned officers and directors of EVOLVING SYSTEMS, INC. hereby constitute and appoint Stephen K. Gartside, Jr. and Anita T. Moseley, and each of them, as our true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for us and in our name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as we might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
||
---|---|---|---|---|
/s/ STEPHEN K. GARTSIDE, JR. Stephen K. Gartside, Jr. |
President and Chief Executive Officer and Director (Principal Executive Officer) | June 2, 2004 | ||
/s/ BRIAN R. ERVINE Brian R. Ervine |
Senior Vice President of Finance, Chief Financial Officer and Treasurer (Principal Financial and Accounting Officer) |
June 2, 2004 |
||
/s/ GEORGE A. HALLENBECK George A. Hallenbeck |
Chairman of the Board of Directors |
June 2, 2004 |
||
/s/ DAVID J. NICOL David J. Nicol |
Director |
June 2, 2004 |
||
/s/ BRENDAN F. REIDY Brendan F. Reidy |
Director |
June 2, 2004 |
||
/s/ STEVE B. WARNECKE Steve B. Warnecke |
Director |
June 2, 2004 |