1 |
NAME OF REPORTING PERSON
Sanders Morris Harris LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
760224835
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
None
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6 |
SHARED VOTING POWER
None
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7 |
SOLE DISPOSITIVE POWER
None
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8 |
SHARED DISPOSITIVE POWER
1,574,658
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,574,658
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.93%
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12 |
TYPE OF REPORTING PERSON
IA/BD
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ITEM 1(a). |
NAME OF ISSUER:
Joint Corp.
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ITEM 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
16767 N. Perimeter Drive, Suite 240, Scottsdale, AZ 85260
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ITEM 2(a). |
NAME OF PERSON FILING:
Sanders Morris Harris LLC
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ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
600 Travis,suite 5900 Houston Texas,77002
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ITEM 2(c). |
CITIZENSHIP:
Texas
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ITEM 2(d). |
TITLE OF CLASS OF SECURITIES:
Common Stock, No Par Value
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ITEM 2(e). |
CUSIP NUMBER:
47973J102
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ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a) [X] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b) [ ] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) [ ] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) [ ] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e) [X] |
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f) [ ] |
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g) [ ] |
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h) [ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) [ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) [ ] |
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k) [ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: |
December 10 2015 |
Sanders Morris Harris LLC
By:
/s/ Sanders Morris Harris LLC
Name:
David W Block
Title:
OSJ Supervisor
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