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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMMONS L E 600 TRAVIS, STE 6600 HOUSTON, TX 77002 |
X | Member of Group | ||
SCF IV LP 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
Member of Group | |||
SCF VI LP 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
Member of Group | |||
SCF-VI, G.P., Limited Partnership 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002 |
Member of Group | |||
SIMMONS L E & ASSOCIATES INC 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
Member of Group |
L.E. Simmons | 10/02/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents sale of common stock of issuer held by SCF-IV, L.P. |
(2) | The reporting person is sole stockholder and director of L.E. Simmons & Associates, Inc., a Delaware corporation (LESA), which is the sole general partner of SCF-IV GP LLC (SCF-IV GP) and of SCF-VI GP Limited Partnership (SCF-VI GP), both of which are Delaware limited partnerships. Additionally, SCF-VI GP is the sole general partner of SCF-VI LP (SCF-VI) and SCF-IV GP is the sole general partner of SCF-IV. The reporting person is also the ultimate general partner of LESFP, Ltd. (LESFP) and a trustee of the LES/VCWS 2005 Family Trust (LES/VCWS 2005). Based on the reporting person's affiliation with LESFP, LES/VCWS 2005, SCF-VI GP, SCF-IV GP, SCF-IV GP LLC, SCF-VI and SCF-IV (collectively the "Related Entities"), the reporting person may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Related Entities. |
Remarks: L.E. Simmons is signing for himself, as the designated filer, as well as in his capacity as attorney-in-fact for LESA, LESFP, LES/VCWS 2005, SCF-VI GP, SCF-IV GP, SCF-VI, SCF-IV GP LLC and SCF-IV. |