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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Miller Melisa A 7500 DALLAS PARKWAY, SUITE 700 PLANO, TX 75024 |
EVP & Pres, Retail Credit Svcs |
Cynthia L. Hageman, Attorney in Fact | 02/20/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The new grant is for 1,263 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 416 units on 2/18/15, on 417 units on 2/18/16 and on 430 units on 2/21/17, subject to continued employment by the Reporting Person on the vesting dates. |
(2) | The new grant is for 5,053 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/15 and 2/18/16 and with respect to 34% of such shares on 2/21/17 contingent on meeting an EBT metric for 2014 and subject to continued employment by the Reporting Person on the vesting dates. |
(3) | The total number of securities beneficially owned includes: (a) 13,823 unrestricted shares; (b) 531 unvested units from an award of 1,560 time-based restricted stock units granted 3/21/11; (c) 3,183 unvested units from an award of 9,362 performance-based restricted stock units granted 3/21/11; (d) 1,097 unvested units from an award of 3,225 time-based restricted stock units granted 8/22/11; (e) 1,408 unvested units from an award of 2,101 time-based restricted stock units granted 2/21/12; (f) 8,450 unvested units from an award of 12,610 performance-based restricted stock units granted 2/21/12; (g) 1,808 unvested time-based restricted stock units granted 2/21/13; (h) 7,232 unvested performance-based restricted stock units granted 2/21/13; (i) the new grant for 1,263 time-based restricted stock units; and (j) the new grant for 5,053 performance-based restricted stock units. |