Filed Pursuant to Rule 424(b)(3)
Registration No. 333-135123
Caterpillar Inc.
Common Stock
This is a supplement to the prospectus, dated June 19, 2006, relating to the resale by certain selling stockholders of up to 5,341, 902 shares of common stock of Caterpillar Inc. and should be read together with that prospectus.
Our common stock is listed on the New York Stock Exchange under the symbol “CAT.” The last reported sale price of our common stock on August 15, 2006 was $67.41 per share.
As used in this prospectus supplement and the prospectus, the terms “we,” “us,” and “our” refer to Caterpillar Inc.
Neither the Securities and Exchange Commission nor any other regulatory body has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus supplement or the accompanying prospectus. Any representation to the contrary is a criminal offense.
Prospectus Supplement dated August 16, 2006.
SELLING STOCKHOLDERS
The information in the table appearing under the heading “Selling Stockholders” beginning on page 2 of the prospectus is amended by adding the information below with respect to the selling stockholders named below and superceding the information in the prospectus with respect to PRS Investments, LP. Each of the selling stockholders acquired their shares in a private transaction with PRS Investments, LP.
|
Name |
|
Number of Shares Owned |
|
Number of Shares |
|
|
|
|
|
|
|
|
|
Robert Day PRS Investment Trust (1) |
|
707,805 |
|
707,805 |
|
|
Howard M. Day |
|
99,691 |
|
99,691 |
|
|
Robert and Marina Day 1981 Trust FBO Dorothy Willametta Day |
|
99,690 |
|
99,690 |
|
|
Robert and Marina Day 1981 Trust FBO Thomas Joseph Deegan Day |
|
99,690 |
|
99,690 |
|
|
Lombos Holdings (2) |
|
66,461 |
|
66,461 |
|
|
Wood Gulch LLC (3) |
|
66,461 |
|
66,461 |
|
|
Tammis Day Trust (4) |
|
66,461 |
|
66,461 |
|
|
Kashif Sheikh |
|
64,516 |
|
64,516 |
|
|
Jonathan & Kandis Jeffrey Revocable Trust (5) |
|
47,874 |
|
47,874 |
|
|
Dorothy Willametta Day 2005 Descendents Trust (6) |
|
36,756 |
|
36,756 |
|
|
Joseph Deegan Day 2005 Descendents Trust (7) |
|
36,756 |
|
36,756 |
|
|
Kelly Day |
|
33,231 |
|
33,231 |
|
|
Howard M. Day Jr. Trust (8) |
|
16,615 |
|
16,615 |
|
|
Lucinda Day Fournier Trust (9) |
|
16,615 |
|
16,615 |
|
|
Paul Hiyake |
|
7,352 |
|
7,352 |
|
|
Jerry W. Carlton |
|
6,646 |
|
6,646 |
|
|
Donald Ward Carlisi 1992 Trust (10) |
|
6,646 |
|
6,646 |
|
|
PRS Investments, LP (11) |
|
61,182 |
|
61,182 |
|
(1) Taj Addison Thibodo and Sosi Maren Day may be deemed the beneficial owners of the shares being offered by Robert Day PRS Investment Trust.
(2) Damon deLaszlo may be deemed the beneficial owner of the shares being offered by Lombos Holdings.
(3) Theodore J. Day may be deemed the beneficial owner of the shares being offered by Wood Gulch LLC.
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(4) Tammis Day may be deemed the beneficial owner of the shares being offered by the Tammis Day Trust.
(5) Jonathan Jaffrey and Kandis Jaffrey may be deemed the beneficial owners of the shares being offered by Jonathan & Kandis Jaffrey Revocable Trust.
(6) Taj Addison Thibodo may be deemed the beneficial owner of the shares being offered by the Dorothy Willametta Day 2005 Descendents Trust.
(7) Sosi Maren Day may be deemed the beneficial owner of the shares being offered by the Joseph Deegan Day 2005 Descendents Trust.
(8) Howard M. Day Jr. may be deemed the beneficial owner of the shares being offered by the Howard M. Day Jr. Trust.
(9) Lucinda Day Fournier may be deemed the beneficial owner of the shares being offered by the Lucinda Day Fournier Trust.
(10) Donald Ward Carlisi may be deemed the beneficial owners of the shares being offered by the Donald Ward Carlisi 1992 Trust.
(11) PRS Associates, LLC is the General Partner of PRS Investments, LP. This entity is ultimately controlled by Red Leaf LLC, whose Managing Members are Jonathan D. Jaffrey and Kashif F. Sheikh and therefore may be deemed the beneficial owners of the shares being offered by PRS Investments, LP.
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