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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 18.54 | 07/21/2009 | M(1) | 2,750 (1) | 12/10/2002(8) | 12/10/2011 | Common Stock | 2,750 | $ 0 | 0 | D | ||||
Stock Options (Right to Buy) | $ 19.4 | 07/21/2009 | M(3) | 16,500 (3) | 12/08/2004(8) | 12/08/2013 | Common Stock | 16,500 | $ 0 | 13,500 | D | ||||
Stock Options (Right to Buy) | $ 23.19 | 12/09/2003(8) | 12/09/2012 | Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Options (Right to Buy) | $ 23 | 12/06/2005(8) | 12/06/2014 | Common Stock | 30,000 | 30,000 | D | ||||||||
Stock Options (Right to Buy) | $ 18.57 | 12/01/2006(8) | 12/01/2015 | Common Stock | 25,000 | 25,000 | D | ||||||||
Stock Options (Right to Buy) | $ 24.15 | 12/07/2007(8) | 12/07/2016 | Common Stock | 6,250 | 6,250 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HOBBS RICHARD F 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202 |
Senior VP & CFO |
/s/ John L. Hammond, Attorney-in-Fact for Mr. Hobbs | 07/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise of in-the-money employee stock option that would otherwise expire on 12/10/2011, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e). |
(2) | Includes shares of restricted stock held under Issuer's 1998 and 2002 Stock Option Plans and Issuer's 2007 Restricted Stock Plan. |
(3) | Exercise of in-the-money employee stock option that would otherwise expire on 12/8/2013, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e). |
(4) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
(5) | This amount represents the weighted average sale price for the transactions reported on this line. The actual sale prices ranged from $24.28 to $24.72. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(6) | Represents shares held in Issuer's Savings Plan as of the end of the month immediately preceding this filing. |
(7) | Represents shares held in Issuer's Supplemental Benefit Plan as of the most recent statement date. |
(8) | Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column. |