UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Nqso (Right to Buy) | 05/15/2007 | 05/15/2013 | Common Stock | 25,000 (2) | $ 69.83 | D | Â |
Nqso (Right to Buy) | 04/26/2008 | 04/26/2014 | Common Stock | 11,000 (3) | $ 62.55 | D | Â |
Nqso (Right to Buy) | 04/29/2009 | 04/29/2015 | Common Stock | 12,000 (4) | $ 42.13 | D | Â |
Nqso (Right to Buy) | 04/28/2010 | 04/28/2016 | Common Stock | 8,000 (5) | $ 50.44 | D | Â |
Nqso (Right to Buy) | 04/26/2011 | 04/26/2020 | Common Stock | 8,600 (6) | $ 58.43 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dittrich Thomas J.W. ONE AMGEN CENTER DRIVE M/S 28-5-C THOUSAND OAKS, CA 91320 |
 |  |  VP, Finance & CAO |  |
/s/ Thomas J.W. Dittrich | 05/18/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares include 8,801 RSUs issued under the Company's equity plans which include:5,000 RSUs which vest in two equal annual installments of 2,500 each commencing 7/31/2010; 1,714 RSUs which vest in two equal annual installments of 857 each commencing 4/29/2011; 858 RSUs which vest in three equal annual installments of 286 each commencing 4/28/2011; and 1,229 RSUs which vest in three installments of 307 RSUs on 4/26/2011, 4/26/2012 and 4/26/2013 and one installment of 308 RSUs on 4/26/2014. Vested RSUs issued under the plans are paid in shares of the Company's Common Stock on a one-to-one basis. |
(2) | These options are fully exercisable. |
(3) | The option is exercisable in four equal annual installments. The first three installments are exercisable and the last installment of 2,750 options becomes exercisable on 4/26/2011. |
(4) | These options are exercisable in four equal annual installments. The first two installments are exercisable and the remaining two annual installments of 3,000 options each become exercisable commencing on 4/29/2011. |
(5) | These options are exercisable in four equal annual installments. The first installment is exercisable and the remaining three annual installments of 2,000 options each become exercisable commencing on 4/28/2011. |
(6) | These options are exercisable in four equal annual installments of 2,150 options each commencing 04/26/2011. |