1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-qualified Stock Option (Right to Buy)
|
02/05/2013 |
02/05/2020 |
Common Shares Of Beneficial Interest
|
2,051
|
$
32.97
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/07/2014 |
02/07/2021 |
Common Shares Of Beneficial Interest
|
3,884
|
$
53.71
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/03/2015 |
02/03/2022 |
Common Shares Of Beneficial Interest
|
1,267
|
$
60.25
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
Â
(3)
|
02/07/2023 |
Common Shares Of Beneficial Interest
|
4,272
|
$
54.82
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
Â
(4)
|
02/06/2024 |
Common Shares Of Beneficial Interest
|
2,006
|
$
56.48
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
Â
(5)
|
02/05/2025 |
Common Shares Of Beneficial Interest
|
1,322
|
$
80.27
|
D
|
Â
|
Restricted Units
|
Â
(6)
|
02/05/2025 |
Common Shares Of Beneficial Interest
|
336
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Direct total includes restricted shares of the Company scheduled to vest in the future. |
(2) |
Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through December 20, 2015. |
(3) |
Represents share options scheduled to vest in three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016. |
(4) |
Represents share options scheduled to vest in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017. |
(5) |
Represents share options scheduled to vest in approximately three equal installments on February 5, 2016, February 5, 2017 and February 5, 2018. |
(6) |
The Restricted Units are scheduled to vest on February 5, 2018. |
(7) |
On February 5, 2015, the reporting person received a grant of restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company") as part of the Company's annual grant of long-term compensation. The reporting person made a payment to the Operating Partnership of $0.50 for each Restricted Unit awarded. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. |