Edgar Filing: RANKIN ALFRED M ET AL

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

RANKIN ALFRED M ET AL

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [HY]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Chairman

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2018

(Street)

MAYFIELD HEIGHTS, OH 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/31/2018		P		265 ⁽¹⁾	A	$ 61.892	6,408	I	Serves as trustee of trust for the benefit of Clara Rankin ⁽²⁾
Class A Common Stock	10/31/2018		P		529 ⁽¹⁾	A	$ 61.892	112,630	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	10/31/2018		P		1,058 ⁽¹⁾	A	$ 61.892	46,640	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin ⁽³⁾
Class A Common Stock	10/31/2018		P		794 ⁽¹⁾	A	$ 61.892	19,246	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin ⁽³⁾
Class A Common Stock	10/31/2018		P		412 ⁽¹⁾	A	$ 61.07 ⁽⁴⁾	110,395	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock	10/31/2018		P		1 ⁽¹⁾	A	$ 61.07 ⁽⁴⁾	223	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock	10/31/2018		P		1 ⁽¹⁾	A	$ 61.83 ⁽⁵⁾	57	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	10/31/2018		P		179 ⁽¹⁾	A	$ 61.83 ⁽⁵⁾	110,574	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock	10/31/2018		P		1 ⁽¹⁾	A	$ 61.83 ⁽⁵⁾	224	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock	10/31/2018		P		326 ⁽¹⁾	A	$ 62.97 ⁽⁶⁾	110,900	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock								175,278	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock								14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock								10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock								951	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock								19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock								1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock								189	I	Represents the proportionate interest in shares held by RAVI
Class A Common Stock								1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock								64	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock								18,625	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. ⁽³⁾
Class A Common Stock								42,666	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin ⁽³⁾
Class A Common Stock								26,119	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin ⁽³⁾
Class A Common Stock								46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV ⁽³⁾
Class A Common Stock								189	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock								7,305	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common Stock								9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren ⁽³⁾
Class A Common Stock								18,215	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock								18,215	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock								189	I	Spouse's proportionate interest in shares held by RA VI

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

⁽⁷⁾

Class A Common Stock

204,146

Represents the proportionate limited partnership interest in shares held by AMR Associates LP

Class B Common Stock

⁽⁷⁾

Class A Common Stock

14,160

Held in an Individual Retirement Account for the benefit of the Reporting Person.

Class B Common Stock

⁽⁷⁾

Class A Common Stock

17,556

Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Class B Common Stock

⁽⁷⁾

Class A Common Stock

18,373

proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR

Class B Common Stock

⁽⁷⁾

Class A Common Stock

951

Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP

Class B Common Stock

⁽⁷⁾

Class A Common Stock

proportionate general partnership interest shares held by RAIV

Class B Common Stock

⁽⁷⁾

Class A Common Stock

1,721

Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P

Class B Common Stock

⁽⁷⁾

Class A Common Stock

1,975

proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner

Class B Common Stock

⁽⁷⁾

Class A Common Stock

18,625

Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. ⁽³⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

76,330

proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin ⁽³⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

26,119

proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin ⁽³⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

73,166

Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV

Class B Common Stock

⁽⁷⁾

Class A Common Stock

747

Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin ⁽³⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

9,600

Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren ⁽³⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

6,889

Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams

Class B Common Stock

⁽⁷⁾

Class A Common Stock

6,889

Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler

Class B Common Stock

⁽⁷⁾

Class A Common Stock

21,006

spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin ⁽³⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
RANKIN ALFRED M ET AL 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124	X		Chairman

Signatures

/s/ Suzanne S. Taylor, attorney-in-fact		11/02/2018
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Shares purchased pursuant to 10b5-1 plan
(2)	Reporting person serves as Trust for Clara L.T. Rankin Trust
(3)	Reporting Person disclaims beneficial ownership of all such shares.
(4)	2018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
(5)	2018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
(6)	2018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
(7)	N/A

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