Edgar Filing: RANKIN ALISON A

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

RANKIN ALISON A

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [HY]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of a Group

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2018

(Street)

MAYFIELD HEIGHTS, OH 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/02/2018		P		66 ⁽¹⁾	A	$ 63.5	6,524	I	Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock	11/02/2018		P		1 ⁽¹⁾	A	$ 63.5	57	I	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock	11/02/2018		P		88 ⁽¹⁾	A	$ 63.5	18,304	I	Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock	11/02/2018		P		88 ⁽¹⁾	A	$ 63.5	18,304	I	Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock	11/02/2018		P		1 ⁽¹⁾	A	$ 63.5	190	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	11/02/2018		P		1 ⁽¹⁾	A	$ 63.5	190	I	Proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	11/02/2018		P		1 ⁽¹⁾	A	$ 63.5	189	I	Child's proportionate interest in shares held by Rankin Associates VI ⁽²⁾
Class A Common Stock	11/02/2018		P		1 ⁽¹⁾	A	$ 63.5	189	I	Child's proportionate interest in shares held by Rankin Associates VI ⁽³⁾
Class A Common Stock	11/05/2018		P		62 ⁽¹⁾	A	$ 64.9841	6,586	I	Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock	11/05/2018		P		1 ⁽¹⁾	A	$ 64.98 ⁽⁴⁾	227	I	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock	11/05/2018		P		1 ⁽¹⁾	A	$ 64.98 ⁽⁴⁾	65	I	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	11/05/2018		P		82 ⁽¹⁾	A	$ 64.98 ⁽⁴⁾	18,386	I	Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock	11/05/2018		P		82 ⁽¹⁾	A	$ 64.98 ⁽⁴⁾	18,386	I	Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock								54,147	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P ⁽⁵⁾
Class A Common Stock								29,986	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock								200	I	Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock								765	I	Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock								20,119	I	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ⁽⁵⁾
Class A Common Stock								1,851	I	Co-Trustee for the benefit of Reporting Person's daughter. ⁽⁵⁾
Class A Common Stock								1,209	I	Spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock								17,987	I	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ⁽⁵⁾
Class A Common Stock								3,738	I	Co-Trustee for the benefit of Reporting Person's daughter. ⁽⁵⁾
Class A Common Stock								19	I	Spouse's proportionate general partnership interest shares held by RAIV. ⁽⁵⁾
Class A Common Stock								3,448	I	Spouse's proportionate interests in shares held by Rankin Associates I. ⁽⁵⁾
Class A Common Stock								4,693	I	spouse's proportionate limited partnership interest in shares held by RA II, L.P ⁽⁵⁾
Class A Common Stock								65,824	I	Spouse's proportionate interests in shares held by Rankin Associates IV. ⁽⁵⁾
Class A Common Stock								1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). ⁽⁵⁾
Class A Common Stock								192,662	I	spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ⁽⁵⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

⁽⁶⁾

Class A Common Stock

96,861

proportionate limited partnership interest in shares held by Rankin Associates I, L.P

Class B Common Stock

⁽⁶⁾

Class A Common Stock

29,986

Reporting Person?s proportionate interests in shares held by Rankin Associates II.

Class B Common Stock

⁽⁶⁾

Class A Common Stock

3,123

Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin

Class B Common Stock

⁽⁶⁾

Class A Common Stock

200

Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin

Class B Common Stock

⁽⁶⁾

Class A Common Stock

20,119

Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

1,851

Co-Trustee for the benefit of Reporting Person's daughter. ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

444

Spouse Serves as Trustee for the benefit of A. Farnham Rankin ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

17,987

Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

3,738

Co-Trustee for the benefit of Reporting Person's daughter.

Class B Common Stock

⁽⁶⁾

Class A Common Stock

6,889

Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin

Class B Common Stock

⁽⁶⁾

Class A Common Stock

6,889

Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin

Class B Common Stock

⁽⁶⁾

Class A Common Stock

Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

6,168

Spouses proportionate LP interest in shares held by RA1 ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

4,693

spouse's proportionate limited partnership interest in shares held by RA II, L.P ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

104,286

Spouse's proportionate interests in shares held by Rankin Associates IV. ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

1,975

spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). ⁽⁵⁾

Class B Common Stock

⁽⁶⁾

Class A Common Stock

193,760

spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ⁽⁵⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
RANKIN ALISON A 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124				Member of a Group

Signatures

/s/ Suzanne S. Taylor, attorney-in-fact		11/06/2018
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Shares purchased pursuant to 10b5-1 plan
(2)	held in trust u/a/d 8/15/2012
(3)	held in trust u/a/d 12/30/2015
(4)	2018-Nov-5-Weighted Average - Share Price represents average price between $64.83 and $64.99.
(5)	Reporting Person disclaims beneficial ownership of all such shares.
(6)	N/A

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