UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | 02/16/2016 | Common Stock | 50,000 | $ (2) | D | Â |
Stock Option (Right to Buy) | Â (3) | 02/16/2019 | Common Stock | 150,000 | $ 1.82 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hanssen Sarah L. 13950 STOWE DRIVE POWAY, CA 92064 |
 |  |  SVP, Commercial Ops & Bus Dev |  |
/s/ Sarah L. Hanssen | 09/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Twenty five percent (25%) of the restricted stock units (RSUs) subject to the award shall vest and become payable on the first anniversary of February 16, 2012, and, thereafter, the remaining seventy five percent (75%) of the RSUs subject to the award will vest in thirty six (36) monthly installments until the RSUs are completely vested on the fourth (4th) anniversary of February 16, 2012, as long as the reporting person is a service provider on such dates. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Digirad common stock. |
(3) | Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the first (1st) anniversary of December 31, 2011, and, thereafter, the remaining seventy five percent (75%) of the shares subject to the option will vest and become exercisable in thirty six (36) monthly installments until the shares are completely vested on the fourth (4th) anniversary of December 31, 2011, as long as the reporting person is a service provider on such dates. |