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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | $ 19.74 | 08/01/2007 | 02/17/2014 | Stock Option | 7,750 | 7,750 | D | ||||||||
Common Stock | $ 19.09 | 08/01/2007 | 02/15/2015 | Stock Option | 7,750 | 7,750 | D | ||||||||
Common Stock | $ 17.12 | 05/01/2009 | 12/15/2015 | Stock Option | 7,500 | 7,500 | D | ||||||||
Common Stock | $ 19.41 | 08/01/2007 | 02/21/2016 | Stock Option | 7,750 | 7,750 | D | ||||||||
Common Stock | $ 19.35 | 08/01/2007 | 07/17/2017 | Stock Option | 4,650 | 4,650 | D | ||||||||
Common Stock | $ 7.53 | 06/01/2010 | 06/30/2019 | Stock Option | 7,500 | 7,500 | D | ||||||||
Common Stock | $ 4.49 | 06/01/2011 | 06/01/2020 | Stock Option | 7,500 | 7,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEYER AUGUST C JR 100 WEST UNIVERSITY CHAMPAGIN, IL 61820 |
X |
/s/ August C. Meyer, Jr. | 07/30/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents dividend equivalent rights accrued on Restricted Stock Units in conjunction with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock. |
(2) | Represents shares of common stock previsoulsy reported as indirectly owned by the Reporting Person, which were transferred to a grantor retained annuity trust on June 26, 2013 in accordance with the terms of such trust. The Reporting Person serves as trustee of the grantor retained annuity trust. |