UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 06/03/2014 | 06/03/2019 | Common Stock | 250,000 | $ 0.3 | D (3) | Â |
Warrant | 01/01/2012 | 06/03/2019 | Common Stock | 40,000 | $ 0.3 | I (4) | See footnote 4 |
Warrant | 04/18/2012 | 06/03/2019 | Common Stock | 300,000 | $ 0.3 | I (4) | See footnote 4 |
Warrant | 12/07/2012 | 06/03/2019 | Common Stock | 60,000 | $ 0.3 | I (4) | See footnote 4 |
Warrant | 06/27/2014 | 06/27/2019 | Common Stock | 250,000 | $ 1 | I (4) | See footnote 4 |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Montgomery Janet 2212 PAGET CIRCLE NAPLES, FL 34112 |
 |  X |  |  |
Montgomery Stuart 2212 PAGET CIRCLE NAPLES, FL 34112 |
 |  X |  |  |
/s/ Janet Montgomery | 08/01/2014 | |
**Signature of Reporting Person | Date | |
/s/ Stuart Montgomery | 08/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the reported shares, (a) 1,625,000 shares are held jointly by Janet and Stuart Montgomery; (b) 2,093 shares are held by Stuart Montgomery; (c) 30,000 shares are held in a retirement account for the benefit of Janet Montgomery; and (d) 34,478 shares are held in a retirement account for the benefit of Stuart Montgomery. |
(2) | Shares are owned by Vintage Holidays L.L.C. ("Vintage"), a limited liability company owned by Janet and Stuart Montgomery. |
(3) | Warrants are held jointly by Janet and Stuart Montgomery. |
(4) | Warrant is held by Vintage. |
 Remarks: *This filing shall not be deemed an admission that either Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. |