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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants (Right to Buy) | $ 6 | 12/20/2006 | J(1) | 190,476 | 12/20/2006 | 12/20/2009 | Common Stock | 190,476 | $ 0 | 190,476 | I | By limited liability company (3) | |||
Warrants (Right to Buy) | $ 7 | 12/20/2006 | J(1) | 190,476 | 12/20/2006 | 12/20/2011 | Common Stock | 190,476 | $ 0 | 190,476 | I | By limited liability company (3) | |||
Warrants (Right to Buy) | $ 6 | 01/07/2007 | J(2) | 190,476 | 12/20/2006 | 12/20/2009 | Common Stock | 190,476 | $ 0 | 0 | I | By limited liability company (3) | |||
Warrants (Right to Buy) | $ 7 | 01/07/2007 | J(2) | 190,476 | 12/20/2006 | 12/20/2011 | Common Stock | 190,476 | $ 0 | 0 | I | By limited liability company (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brauser Michael 595 S. FEDERAL HIGHWAY SUITE 600 BOCA RATON, FL 33432 |
X |
/s/ Michael Brauser | 01/25/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities were distributed by Coconut Palm Capital Investors II, Ltd ("Partnership") to a limited partner which is a limited liability company ("LLC") controlled by the reporting person, upon the LLC's redemption of its limited partnership interest in the Partnership. |
(2) | Reflects the distribution from the LLC to certain of its members. |
(3) | Limited liability company of which the reporting person is the manager. The reporting person disclaims beneficial ownership of such securities. |