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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option/Right to Buy (1) | $ 2.5 | (1) | 05/01/2012 | Common Stock | 100,000 | 100,000 | D | ||||||||
Option/Right to Buy (2) | $ 2.8 | 04/06/2007 | A | 30,000 | (2) | 03/28/2013 | Common Stock | 30,000 | $ 0 | 30,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STOWE WALTER B JR 1120 TOWN CENTER DRIVE SUITE 260 LAS VEGAS, NV 89144 |
See Remarks |
/s/Walter B. Stowe, Jr. | 04/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As previously reported, on May 1, 2006, VendingData Corporation (the "Company") granted Mr. Stowe an option to purchase 100,000 shares of the Company's $0.001 par value common stock ("Common Stock") at $2.50 per share pursuant to the Company's 1999 Stock Option Plan (the "Plan"). The options vest over three years, with 33,400 shares vesting on May 1, 2007; 33,300 shares vesting on May 1, 2007; and the remaining 33,300 shares vesting on May 1, 2009. In the event of a change of control the vesting date of any unexercised options will accelerate to the change-of-control date. |
(2) | On April 6, 2007, the Company issued to Mr. Stowe options to purchase 30,000 shares of Common Stock at $2.80 per share pursuant to the Plan. The options vest over three years with 10,000 shares vesting on March 28, 2008; 10,000 shares vesting on March 28, 2009; and the remaining 10,000 shares vesting on March 28, 2010. |
Remarks: General Counsel/Vice President of Legal & Compliance |