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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
OPTION/RIGHT TO BUY (1) | $ 1.92 | (1) | (1) | Common Stock | 100,000 | 100,000 | D | ||||||||
OPTION/RIGHT TO BUY (2) | $ 1.34 | (2) | (2) | Common Stock | 150,000 | 150,000 | D | ||||||||
OPTION/RIGHT TO BUY (3) | $ 2.48 | (3) | 04/07/2012 | Common Stock | 100,000 | 100,000 | D | ||||||||
OPTION/RIGHT TO BUY (4) | $ 2.4 | 04/06/2007 | A | 60,000 | (4) | 03/07/2013 | Common Stock | 60,000 | $ 0 | 60,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ZEE PETER ZIN YEE 1120 TOWN CENTER DRIVE, SUITE 260 LAS VEGAS, NV 89144 |
VP Engineering & Manufacturing |
/s/ Peter Zin Yee Zee | 04/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As previously reported, in March 2005, pursuant to the Company's 1999 Stock Option Plan (the "Plan"), VendingData Corporation (the "Company") granted Mr. Zee an option to purchase 100,000 shares of the Company's $0.001 par value common stock ("Common Stock") at $1.92 per share. The options are exercisable as follows: 34,000 shares vest on March 1, 2006 and expire on March 1, 2008; 33,000 shares vest on March 1, 2007 and expire on March 1, 2009; and the remaining 33,000 shares vest on March 1, 2008 and expire on March 1, 2010. |
(2) | As previously reported, the Company granted to Mr. Zee an option, pursuant to the Plan, to purchase 150,000 shares of the Company's Common Stock, which option shares shall vest and be exercisable upon a change in control. |
(3) | As previously reported, in April 2006, the Company granted to Mr. Zee an option, pursuant to the Plan, to purchase 100,000 shares of Common Stock at $2.48 per share. The options vest over three years with 33,400 shares vesting on April 7, 2007; 33,300 shares vesting on April 7, 2008; and the remaining 33,300 shares vesting on April 7, 2009. |
(4) | On April 6, 2007, the Company granted to Mr. Zee an option, pursuant to the Plan, to purchase 60,000 shares of the Company's Common Stock at $2.40 per share. The options vest over three years with 20,000 shares vesting on March 7, 2008; 20,000 shares vesting on March 7, 2009; and 20,000 shares vesting on March 7, 2010. |