UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

 

FORM 8-K

 

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

 of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 12, 2012

  

ELLINGTON FINANCIAL LLC

(Exact name of registrant as specified in its charter)

 

Delaware   001-34569   26-0489289
(State or other jurisdiction
of incorporation)		   (Commission File Number)   (IRS Employer
Identification No.)

 

53 Forest Avenue

Old Greenwich, CT 06870

(Address and zip code of

principal executive offices)

 

Registrant’s telephone number, including area code: (203) 698-1200

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

  Item 7.01. Regulation FD Disclosure.

 

The information contained in this Current Report on Form 8-K is being furnished by Ellington Financial LLC (the “Company”) pursuant to Item 7.01 of Form 8-K in satisfaction of the public disclosure requirements of Regulation FD.

 

The Company previously announced in a press release issued on September 6, 2012, that its senior management team will make a presentation at the JMP Securities Financial Services & Real Estate Conference at approximately 12:30 p.m. Eastern Time on Thursday, September 13, 2012 at The St. Regis in New York, New York. A copy of the Company’s presentation materials will be available on the Company's web site, www.ellingtonfinancial.com, under “For Our Shareholders – Presentations” starting at approximately 6:00 a.m. on September 13, 2012.

 

The Company has also opted to make a web cast of its presentation available. A live web cast of the presentation will be available at by going to http://wsw.com/webcast/jmp19/efc/. In addition, interested parties may view the web cast for a period of ninety days after the presentation by going to the same link.

 

In accordance with General Instructions B.2 and B.6 of Form 8-K, the information included in this Current Report on Form 8-K, shall not be deemed "filed" for the purposes of Section 18 of the Securities Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  ELLINGTON FINANCIAL LLC
  (Registrant)
     
Date: September 12, 2012 By: /s/ Lisa Mumford
    Lisa Mumford
    Chief Financial Officer