UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.    )

 

Filed by the Registrant x                        Filed by a Party other than the Registrant ¨

 

Check the appropriate box:

 

¨Preliminary Proxy Statement

 

¨Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

¨Definitive Proxy Statement

 

xDefinitive Additional Materials

 

¨Soliciting Material Pursuant to §240.14a-12

 

WisdomTree Investments, Inc.

 

 

(Name of Registrant as Specified In Its Charter)

 

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

xNo fee required.

 

¨Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

(1)Title of each class of securities to which transaction applies:

 

(2)Aggregate number of securities to which transaction applies:

 

(3)Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

(4)Proposed maximum aggregate value of transaction:

 

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¨Fee paid previously with preliminary materials.

 

¨Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

(1)Amount Previously Paid:

 

(2)Form, Schedule or Registration Statement No.:

 

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(4)Date Filed:

 

 
 

 

*** Exercise Your Right to Vote *** 

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 27, 2014.

 

WISDOMTREE INVESTMENTS, INC.

Meeting Information

Meeting Type:       Annual Meeting

For holders as of: May 2, 2014

Date: June 27, 2014     Time: 11:00 AM, EDT

 

Location: Meeting live via the Internet-please visit www.virtualshareholdermeeting.com/wisdomtree.

 

The company will be hosting the meeting live via the Internet this year. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/wisdomtree and be sure to have the information that is printed in the box marked by the arrow (located on the following page).

 

WISDOMTREE INVESTMENTS, INC.

ATTN: PETER ZIEMBA-CHIEF LEGAL OFFICER

245 PARK AVENUE

35th FLOOR

NEW YORK, NY 10167

 

You are receiving this communication because you hold shares in the company named above.

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com, scan the QR Barcode on the reverse side, or easily request a paper copy (see reverse side).

We encourage you to access and review all of the important information contained in the proxy materials before voting.

  See the reverse side of this notice to obtain proxy materials and voting instructions.

 

 
 

 

Before You Vote

How to Access the Proxy Materials

Proxy Materials Available to VIEW or RECEIVE:

 

NOTICE AND PROXY STATEMENT     ANNUAL REPORT

 

How to View Online:

Have the information that is printed in the box marked by the arrow (located on the following page) and visit:

www.proxyvote.com, or scan the QR Barcode below.

 

How to Request and Receive a PAPER or E-MAIL Copy:

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

1)  BY INTERNET:      www.proxyvote.com

2)  BY TELEPHONE:  1-800-579-1639

3)  BY E-MAIL*:         sendmaterial@proxyvote.com

*    If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (located on the following page) in the subject line.

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor.

Please make the request as instructed above on or before June 12, 2014 to facilitate timely delivery.

 

How To Vote

Please Choose One of the Following Voting Methods

SCAN TO

VIEW MATERIALS & VOTE

 

Vote By Internet:

 

Before The Meeting:

Go to www.proxyvote.com or from a smart phone, scan the QR Barcode above. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions.

 

During The Meeting:

Go to www.virtualshareholdermeeting.com/wisdomtree. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions.

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 

 
 

 

Voting Items

 

The Board of Directors recommends you vote FOR the following:

 

1.Election of Directors

 

Nominees:

 

1a.R. Jarrett Lilien

 

1b.Frank Salerno

 

1c.Jonathan L. Steinberg

 

2.Ratify the appointment of Ernst & Young LLP as WisdomTree Investments, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2014.

 

3.Approve the Company’s 2014 Annual Incentive Compensation Plan.

 

NOTE: Such other business as may properly come before the meeting or any adjournment thereof.