UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SILVER JACK 80 COLUMBUS CIRCLE PH76A NEW YORK, NY 10023 |
 |  |  | Member of 10% owner group |
RS Properties I LLC 40 WALL STREET 23RD FLOOR NEW YORK, NY 10005 |
 |  |  | Member of 10% owner group |
/s/ Jack Silver | 11/11/2015 | |
**Signature of Reporting Person | Date | |
/s/ Jesse Kohn, Manager | 11/11/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Owned directly by Jack Silver. |
(2) | Held by Sherleigh Associates Inc. Profit Sharing Plan, a trust of which Mr. Silver is the trustee. |
(3) | Held by Sherleigh Associates Inc. Defined Benefit Pension Plan, a trust of which Mr. Silver shares voting and dispositive power. |
(4) | Held by Silver Investment Partners LP, a limited partnership of which Mr. Silver is a general partner. |
(5) | Held by Hilltop Holding Company, L.P., a limited partnership of which Mr. Silver is a general partner. |
(6) | Held by Leigh Silver Roth LLC, a limited liability company of which Mr. Silver is a manager. |
(7) | Held by Romy Silver Roth LLC, a limited liability company of which Mr. Silver is a manager. |
(8) | Held by Romleigh LLC, a limited liability company of which Mr. Silver is a manager. |
(9) | Held by Silver Family 2007 Limited Partnership, a limited partnership of which Mr. Silver is a general partner. |
(10) | Owned directly by RS Properties I LLC. |