Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Tu James
2. Date of Event Requiring Statement (Month/Day/Year)
11/30/2018
3. Issuer Name and Ticker or Trading Symbol
ENERGY FOCUS, INC/DE [EFOI]
(Last)
(First)
(Middle)
1 BRIDGE PLAZA NORTH, #275, 
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Member of 10% owner group
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

FORT LEE, NJ 07024
6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $0.0001 per share ("Common Stock") 1,167,390
I
See footnotes (1) (2)
Common Stock 519,565
I
See footnote (3)
Common Stock 2,502
D (4)
 
Common Stock 437,391
I
See footnotes (2) (5)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Tu James
1 BRIDGE PLAZA NORTH, #275
FORT LEE, NJ 07024
      Member of 10% owner group
Huang Gina
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140 SONG SHAN DISTRICT
TAIPEI CITY, F5 105
      Member of 10% owner group
Jag International Co Ltd.
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140, SONG SHAN DISTRICT
TAIPEI CITY, F5 105
      Member of 10% owner group
Brilliant Start Enterprise, Inc.
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140, SONG SHAN DISTRICT
TAIPEI CITY, F5 105
      Member of 10% owner group
Luo Jiangang
18 MICHELLE WAY
PINE BROOK, NJ 07058
      Member of 10% owner group
Cleantech Global Ltd
ONE OFFSHORE INCORPORATION CENTRE
ROAD TOWN, D8 VG1110
      Member of 10% owner group
5 ELEMENTS GLOBAL FUND, LP
1 BRIDGE PLAZA NORTH, #275
FORT LEE, NJ 07024
      Member of 10% owner group
Cheng Yeh Mei-Hui
SEA MEADOW HOUSE, BLACKBURNE HIGHWAY,
P.O. BOX 116
ROAD TOWN, D8 VG1110
      Member of 10% owner group
Communal International, Ltd.
1 BRIDGE PLAZA NORTH, #275
FORT LEE, NJ 07024
      Member of 10% owner group
5 Elements Energy Efficiency Ltd.
17F, NO.87, SUNG CHIANG ROAD
TAIPEI, F5 104
      Member of 10% owner group

Signatures

JAMES TU, /s/ James Tu, James Tu 12/07/2018
**Signature of Reporting Person Date

GINA HUANG, /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang) 12/06/2018
**Signature of Reporting Person Date

JAG INTERNATIONAL, LTD., By: /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang), General Partner 12/06/2018
**Signature of Reporting Person Date

BRILLIANT START ENTERPRISE, INC., By: /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang), General Partner 12/06/2018
**Signature of Reporting Person Date

JIANGANG LUO, /s/ Jiangang Luo, Jiangang Luo 12/06/2018
**Signature of Reporting Person Date

CLEANTECH GLOBAL LTD., By: /s/ Jiangang Luo, Jiangang Luo, Managing Partner 12/06/2018
**Signature of Reporting Person Date

5 ELEMENTS GLOBAL FUND L.P., By: /s/ James Tu, James Tu, Managing Partner 12/07/2018
**Signature of Reporting Person Date

YEH MEI-HUI CHENG, /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng 12/06/2018
**Signature of Reporting Person Date

COMMUNAL INTERNATIONAL, LTD., By: /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng, Authorized Representative 12/06/2018
**Signature of Reporting Person Date

5 ELEMENTS ENERGY EFFICIENCY LIMITED, By: /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng, Authorized Representative 12/06/2018
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) These securities are indirectly beneficially owned by Gina Huang and are directly held as follows: (a) 600,000 shares of Common Stock by Jag International, Ltd., a British Virgin Islands entity ("Jag"), (b) 417,390 shares of Common Stock by Brilliant Start Enterprise, Inc., a British Virgin Islands entity ("Brilliant Start"), and (c) 150,000 shares of Common Stock by 5 Elements Global Fund L.P., a Delaware limited partnership ("Global Fund"). Ms. Huang is the sole owner of each of Jag and Brilliant Start, and has a pecuniary interest in 50% of the 300,000 shares of Common Stock held by Global Fund.
(2) Mr. Tu is the Managing Partner of Global Fund and does not beneficially own any securities required to be reported on this Form 3.
(3) These securities are directly held by Cleantech Global Ltd. a British Virgin Islands entity ("Cleantech"), and indirectly beneficially owned by Jiangang Luo, who is the Managing Partner of Cleantech. Mr. Luo beneficially owns 5% of the shares of Common Stock held by Cleantech.
(4) These securities are owned solely by Jiangang Luo.
(5) These securities are indirectly beneficially owned by Yeh Mei-Hui Cheng and are directly held as follows: (a) 150,000 shares of Common Stock by Global Fund and (b) 287,391 by 5 Elements Energy Efficiency Limited, a British Virgin Islands entity ("Energy Efficiency"), which is owned 50% by Ms. Cheng and 50% by Communal International, Ltd. ("Communal"). Each of James Tu and Ms. Cheng is a Co-Founder and 50% owner of Communal. Ms. Cheng is the general partner and controlling partner of Energy Efficiency and has a pecuniary interest in all the shares of Common Stock held by Energy Efficiency. In addition, Ms. Cheng has a pecuniary interest in 50% of the 300,000 shares of Common Stock held by Global Fund.
 
Remarks:
On November 30, 2018, the Reporting Persons filed a Schedule 13D reporting that they may be deemed to be a "group" under Section 13(d)(3) of the Exchange Act of 1934, as amended, and Rule 13d-5 promulgated thereunder.

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