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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants (right to buy) | $ 6 | 12/28/2005 | J(1) | 7,500 | 02/08/2005 | 02/08/2008 | Common Stock | 7,500 | (2) | 4,600,000 | D (3) | ||||
Warrants (right to buy) | $ 7 | 12/28/2005 | J(1) | 7,500 | 02/08/2005 | 02/08/2010 | Common Stock | 7,500 | (2) | 4,600,000 | D (3) | ||||
Warrants (right to buy) | $ 6 | 01/12/2006 | J(1) | 7,500 | 02/08/2005 | 02/08/2008 | Common Stock | 7,500 | (2) | 4,592,500 | D (3) | ||||
Warrants (right to buy) | $ 7 | 01/12/2006 | J(1) | 7,500 | 02/08/2005 | 02/08/2010 | Common Stock | 7,500 | (2) | 4,592,500 | D (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Coconut Palm Capital Investors II, Ltd. 595 SOUTH FEDERAL HIGHWAY, SUITE 600 BOCA RATON, FL 33432 |
X | |||
Coconut Palm Capital Investors II, Inc. C/O COCONUT PALM CAPITAL INVESTORS II 595 SOUTH FEDERAL HIGHWAY, SUITE 600 BOCA RATON, FL 33432 |
X | |||
ROCHON RICHARD C C/O COCONUT PALM CAPITAL INVESTORS II 595 SOUTH FEDERAL HIGHWAY, SUITE 600 BOCA RATON, FL 33432 |
X | X | ||
Ferrari Mario C/O COCONUT PALM CAPITAL INVESTORS II 595 SOUTH FEDERAL HIGHWAY, SUITE 600 BOCA RATON, FL 33432 |
X | X |
/s/ Richard C. Rochon, President of Coconut Palm Capital Investors II, Inc., the General Partner of the Designated Filer | 01/12/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities were distributed to limited partners of Coconut Palm Capital Investors II, Ltd. upon the redemption of their limited partnership interests. |
(2) | The limited partners paid an aggregate of $500.00 to Coconut Palm Capital Investors II, Ltd. for the redemption of their limited partnership interests. |
(3) | Coconut Palm Capital Investors II, Ltd. is the direct owner of the reported securities. Coconut Palm Capital Investors II, Inc., Richard C. Rochon and Mario Ferrari are indirect owners of the reported securities. Each of Messrs. Rochon and Ferrari disclaims beneficial ownership of these securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of Messrs. Rochon and Ferrari are the beneficial owners of such securities for purposes of Section 16. |
Remarks: Exhibit List: Exhibit 99 - Joint Filer Information |