UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
of the Securities Exchange Act of 1934
April 29, 2004
Date of Report (Date of earliest event reported)
KATY INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 1-5558 75-1277589
(State or other jurisdiction of (Commission File Number) (IRS Employer
incorporation) Identification No.)
765 Straits Turnpike, Middlebury, Connecticut 06762
(Address of principal executive offices and zip code)
(203) 598-0397
Registrant's telephone number, including area code
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits
Number Exhibit
99.1 Katy Industries, Inc. press release issued April 29, 2004.
ITEM 12. Disclosure of Results of Operations and Financial Condition
On April 29, 2004, Katy Industries, Inc. (the "Company") issued a press
release regarding its results of operations for the first quarter of 2004. The
release and accompanying schedules are being furnished as Exhibit 99.1 to this
Current Report on Form 8-K.
In accordance with General Instruction B.6. of Form 8-K, the information
in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed
"filed" for the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liability of that section, nor shall it
be deemed incorporated by reference in any filing under the Securities act of
1933, as amended, except as shall be expressly set forth by specific reference
in such a filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
KATY INDUSTRIES, INC.
Date: May 4, 2004 By: /s/ Amir Rosenthal
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Amir Rosenthal
Vice President, Chief Financial Officer,
General Counsel and Secretary