Delaware
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814-00735
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20-5951150
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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295 MADISON AVENUE
NEW YORK, NY
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10017
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(Address of principal executive offices)
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(Zip Code)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Total Votes For
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Total Votes Against
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Total Votes Abstained
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16,986,888
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1,926,632
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413,690
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KCAP Financial, Inc.
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By:
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/s/ Edward U. Gilpin
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Name: Edward U. Gilpin
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Title: Chief Financial Officer
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