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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 1.34 | 07/07/2011 | M | 11,560 (1) | (2) | 02/21/2018 | Common Stock | 11,560 | $ 1.34 | 3,042 | I | By: Annette Bianchi (3) | |||
Stock Options | $ 1.51 | 07/07/2011 | M | 3,894 (1) | (4) | 02/18/2019 | Common Stock | 3,894 | $ 1.51 | 1,947 | I | By: Annette Bianchi (3) | |||
Stock Options | $ 4.19 | 07/07/2011 | M | 9,000 (1) | (5) | 09/30/2020 | Common Stock | 9,000 | $ 4.19 | 3,000 | I | By: Annette Bianchi (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VANTAGEPOINT VENTURE ASSOCIATES IV LLC 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO, CA 94066 |
X | |||
VANTAGEPOINT VENTURE PARTNERS IV Q LP 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO, CA 94066 |
X | |||
VANTAGEPOINT VENTURE PARTNERS IV LP 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO, CA 94066 |
X | |||
VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO, CA 94066 |
X | |||
SALZMAN ALAN E 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO, CA 94066 |
X |
VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member | 07/11/2011 | |
**Signature of Reporting Person | Date | |
VantagePoint Venture Partners IV (Q), L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member | 07/11/2011 | |
**Signature of Reporting Person | Date | |
VantagePoint Venture Partners IV, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member | 07/11/2011 | |
**Signature of Reporting Person | Date | |
VantagePoint Venture Partners IV Principals Fund, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member | 07/11/2011 | |
**Signature of Reporting Person | Date | |
Alan E. Salzman | 07/11/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All Reporting Owners are disposing of the derivative security. |
(2) | Option to purchase 14,602 shares granted February 21, 2008. Options vested over time. Currently exercisable as to 11,560 shares. |
(3) | VantagePoint Venture Associates IV, L.L.C. has the sole power to exercise the options, and sole voting and investment power with respect to the shares underlying the options. Ms. Bianchi disclaims beneficial ownership thereof except to the extent of her pecuniary interest therein. |
(4) | Option to purchase 5,841 shares granted February 18, 2009. Options vested over time. Currently exercisable as to 3,894 shares. |
(5) | Option to purchase 12,000 shares granted September 30, 2010. Options vested over time. Currently exercisable as to 9,000 shares. |
(6) | Only VantagePoint Venture Associates IV, L.L.C. and its managing member, Alan E. Salzman, are acquiring beneficial ownership of these shares of Common Stock. |
(7) | (D) - Direct ownership by VantagePoint Venture Associates IV, L.L.C. (I) - Indirect ownership by Alan E. Salzman |