UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Restricted Stock Unit | Â (2) | Â (2) | Common Stock | 338 | $ (3) | D | Â |
Employee Restricted Stock Unit | Â (4) | Â (4) | Common Stock | 373 | $ (3) | D | Â |
Employee Stock Options | Â (5) | 12/04/2020 | Common Stock | 2,204 | $ 64.9 | D | Â |
Employee Stock Options | Â (6) | 12/03/2021 | Common Stock | 1,531 | $ 66.98 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Powell Catherine Lillian 14000 TECHNOLOGY DRIVE EDEN PRAIRIE, MN 55344 |
 |  |  SVP, General Counsel & CCO |  |
\s\Catherine Powell, Attorney-in-Fact | 11/05/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 16.8099 shares acquired pursuant to the employee stock purchase plan. |
(2) | The Restricted Stock Units vest in three equal annual installments beginning on 12/4/2014. The original grant on 12/4/2013 was for 507 shares; 169 of those shares vested on 12/4/2014. |
(3) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock. |
(4) | The Restricted Stock Units vest in three equal annual installments beginning on 12/3/2015. |
(5) | The Employee Stock Options vest in three equal annual installments beginning on 12/4/2014. The original grant on 12/4/2013 was for 3307 options; 1103 of those options vested on 12/4/2014. |
(6) | The stock options vest in three equal annual installments beginning on 12/3/2015. |