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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) (2) | $ 6.53 | 08/02/2006 | A | 12,500 | 08/02/2007 | 08/02/2016 | Common Stock | 12,500 | $ 0 | 12,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PERRY MARK W 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X |
/s/ Louis S. Citron, attorney-in-fact | 08/04/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted shares shall vest 100% on first anniversay of grant. |
(2) | Stock Option shall vest 100% on the first anniversary of grant. |
Remarks: In addition to the holdings reported herein, the reporting person directly holds options for 25,000 common shares granted on 8/4/2005, options for 25,000 common shares granted on 8/5/2004 and options for 20,000 common shares granted on 1/23/03, and indirectly holds: (i) 2,355 common shares in the Perry Residential Trust dated 3/27/99, as amended, Mark W. & Mauree Jane Perry, Trustees, (ii) 2 common shares in the MWP Revocable Trust dated 12/01/98, (iii) warrants for 732,950 common shares in New Enterprise Associates 10, Limited Partnership ("NEA 10 Shares"), and (iv) 43,756 common shares in the Perry Investment Partnership. The reporting person is a general partner of NEA Partners 10, L.P. (which is in turn the general partner of New Enterprise Associates 10, Limited Partnership). The reporting person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 Shares in which the reporting person has no actual pecuniary interest therein. These holdings have been previously reported. |