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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEI JAMES 2207 BRIDGEPOINTE PARKWAY, SUITE 100 MENLO PARK, CA 94025 |
X | X | ||
WORLDVIEW TECHNOLOGY PARTNERS II, L.P. C/O 3PAR INC. |
X | |||
WORLDVIEW TECHNOLOGY PARTNERS IV LP C/O 3PAR INC. |
X | |||
WORLDVIEW TECHNOLOGY INTERNATIONAL II, L.P. C/O 3PAR INC. |
X | |||
WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. C/O 3PAR INC. |
X | |||
WORLDVIEW STRATEGIC PARTNERS II L P C/O 3PAR INC. |
X | |||
WORLDVIEW STRATEGIC PARTNERS IV LP C/O 3PAR INC. |
X | |||
Orsak Michael C/O 3PAR INC. |
X | |||
Tanaka Susumu C/O 3PAR INC. |
X |
/s/ Mike Orsak by power of attorney for James Wei | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak, Worldview Equity I, LLC, its general partner, Worldview Capital II, L.P., its general partner for Worldview Technology Partners II, L.P. | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak, Worldview Equity I, LLC, its general partner, Worldview Capital IV, L.P., its general partner for Worldview Technology Partners IV, L.P. | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak, Worldview Equity I, LLC, its general partner, Worldview Capital II, L.P., its general partner for Worldview Technology International II, L.P. | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak, Worldview Equity I, LLC, its general partner, Worldview Capital IV, L.P., its general partner for Worldview Technology International IV, L.P. | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak, Worldview Equity I, LLC, its general partner, Worldview Capital II, L.P., its general partner for Worldview Strategic Partners II, L.P. | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak, Worldview Equity I, LLC, its general partner, Worldview Capital IV, L.P., its general partner for Worldview Strategic Partners IV, L.P. | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak for Michael Orsak | 09/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ Mike Orsak by power of attorney for Susumu Tanaka | 09/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by Worldview Technology Partners II, L.P. ("WTP II"). James Wei, a director of the issuer, Michael Orsak and Susumu Tanaka are managing members and have certain voting rights in Worldview Equity I, L.L.C. which is the General Partner of Worldview Capital II, L.P. which is the general partner of WTP II. Each of Messrs. Wei, Orsak and Tanaka may be deemed to have shared voting and dispositive powers over the shares which are owned directly by WTP II, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(2) | These shares are owned directly by Worldview Technology Partners IV, L.P. ("WTP IV"). James Wei, a director of the issuer, Michael Orsak and Susumu Tanaka are managing members and have certain voting rights in Worldview Equity I, L.L.C. which is the General Partner of Worldview Capital IV, L.P. which is the general partner of WTP IV. Each of Messrs. Wei, Orsak and Tanaka may be deemed to have shared voting and dispositive powers over the shares which are owned directly by WTP IV, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(3) | These shares are owned directly by Worldview Technology International II, L.P. ("WTI II"). James Wei, a director of the issuer, Michael Orsak and Susumu Tanaka are managing members and have certain voting rights in Worldview Equity I, L.L.C. which is the General Partner of Worldview Capital II, L.P. which is the general partner of WTP IV. Each of Messrs. Wei, Orsak and Tanaka may be deemed to have shared voting and dispositive powers over the shares which are owned directly by WTI II, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(4) | These shares are owned directly by Worldview Technology International IV, L.P. ("WTI IV"). James Wei, a director of the issuer, Michael Orsak and Susumu Tanaka are managing members and have certain voting rights in Worldview Equity I, L.L.C. which is the General Partner of Worldview Capital IV, L.P. which is the general partner of WTP IV. Each of Messrs. Wei, Orsak and Tanaka may be deemed to have shared voting and dispositive powers over the shares which are owned directly by WTI IV, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(5) | These shares are owned directly by Worldview Strategic Partners II, L.P. ("WSP II"). James Wei, a director of the issuer, Michael Orsak and Susumu Tanaka are managing members and have certain voting rights in Worldview Equity I, L.L.C. which is the General Partner of Worldview Capital II, L.P. which is the general partner of WSP II. Each of Messrs. Wei, Orsak and Tanaka may be deemed to have shared voting and dispositive powers over the shares which are owned directly by WSP II, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(6) | These shares are owned directly by Worldview Strategic Partners IV, L.P. ("WSP IV"). James Wei, a director of the issuer, Michael Orsak and Susumu Tanaka are managing members and have certain voting rights in Worldview Equity I, L.L.C. which is the General Partner of Worldview Capital IV, L.P. which is the general partner of WSP IV. Each of Messrs. Wei, Orsak and Tanaka may be deemed to have shared voting and dispositive powers over the shares which are owned directly by WSP II, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |