UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (1) | 09/18/2017 | Common Stock | 88,296 | $ 0.49 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 08/11/2018 | Common Stock | 20,000 | $ 1.16 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 11/16/2019 | Common Stock | 67,000 | $ 2.7 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 06/03/2020 | Common Stock | 24,000 | $ 10.07 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Glassner David C/O GEVO, INC., 345 INVERNESS DRIVE S. BUILDING C, SUITE 310 ENGLEWOOD, CO 80112 |
 |  |  EVP, Technology |  |
/s/ Brett Lund, Attorney-in-Fact | 02/08/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option was granted on September 18, 2007 and is exercisable as the option vests. This option vests over four years commencing on July 23, 2007, with 25% of the shares subject to the option vesting on July 23, 2008 and the remaining shares subject to the option vesting in equal monthly installments thereafter. |
(2) | This option was granted on August 11, 2008 and is exercisable as the option vests. This option vests over four years commencing on July 23, 2007, with 25% of the shares subject to the option vesting on July 23, 2008 and the remaining shares subject to the option vesting in equal monthly installments thereafter. |
(3) | This option was granted on November 16, 2009 and is exercisable as the option vests. This option vests over four years commencing on July 23, 2007, with 25% of the shares subject to the option vesting on July 23, 2008 and the remaining shares subject to the option vesting in equal monthly installments thereafter. |
(4) | This option was granted on June 3, 2010 and is exercisable as the option vests. This option vests over four years commencing on July 23, 2007, with 25% of the shares subject to the option vesting on July 23, 2008 and the remaining shares subject to the option vesting in equal monthly installments thereafter. |
 Remarks: Exhibit 24.1  Power of Attorney |