UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GSO CAPITAL PARTNERS LP 345 PARK AVENUE 31ST FLOOR NEW YORK, NY 10154 |
 |  |  | See Remarks |
GSO Advisor Holdings L.L.C. C/O THE BLACKSTONE GROUP 345 PARK AVE NEW YORK, NY 10154 |
 |  |  | See Remarks |
Blackstone Holdings I L.P. C/O THE BLACKSTONE GROUP 345 PARK AVE NEW YORK, NY 10154 |
 |  |  | See Remarks |
Blackstone Holdings I/II GP Inc C/O THE BLACKSTONE GROUP 345 PARK AVE NEW YORK, NY 10154 |
 |  |  | See Remarks |
Blackstone Group L.P. 345 PARK AVE NEW YORK, NY 10154 |
 |  |  | See Remarks |
Blackstone Group Management L.L.C. 345 PARK AVE NEW YORK, NY 10154 |
 |  |  | See Remarks |
Ostrover Douglas I C/O GSO CAPITAL PARTNERS LP 345 PARK AVE 31ST FLOOR NEW YORK, NY 10154 |
 |  |  | See Remarks |
Goodman Bennett J C/O GSO CAPITAL PARTNERS LP 345 PARK AVE 31ST FLOOR NEW YORK, NY 10154 |
 |  |  | See Remarks |
Smith J Albert III C/O GSO CAPITAL PARTNERS LP 345 PARK AVE 31ST FLOOR NEW YORK, NY 10154 |
 |  |  | See Remarks |
SCHWARZMAN STEPHEN A C/O THE BLACKSTONE GROUP LP, 345 PARK AVE NEW YORK, NY 10154 |
 |  |  | See Remarks |
GSO CAPITAL PARTNERS LP, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory | 12/09/2013 | |
**Signature of Reporting Person | Date | |
GSO ADVISOR HOLDINGS L.L.C., By: Blackstone Holdings I L.P., its sole member, By: Blackstone Holdings I/II GP Inc., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer | 12/09/2013 | |
**Signature of Reporting Person | Date | |
BLACKSTONE HOLDINGS I L.P., By: Blackstone Holdings I/II GP Inc., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer | 12/09/2013 | |
**Signature of Reporting Person | Date | |
BLACKSTONE HOLDINGS I/II GP INC., By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer | 12/09/2013 | |
**Signature of Reporting Person | Date | |
THE BLACKSTONE GROUP L.P., By: Blackstone Group Management L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer | 12/09/2013 | |
**Signature of Reporting Person | Date | |
BLACKSTONE GROUP MANAGEMENT L.L.C., By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer | 12/09/2013 | |
**Signature of Reporting Person | Date | |
Bennett J. Goodman, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Attorney-in-Fact | 12/09/2013 | |
**Signature of Reporting Person | Date | |
J. Albert Smith III, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Attorney-in-Fact | 12/09/2013 | |
**Signature of Reporting Person | Date | |
Douglas I. Ostrover, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Attorney-in-Fact | 12/09/2013 | |
**Signature of Reporting Person | Date | |
Stephen A. Schwarzman, By: /s/ Stephen A. Schwarzman | 12/09/2013 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Investment Subadviser & its affiliates 1. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. 2. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may have shared investment control with respect to GSO Capital Partners LP. 3. Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Exhibit 24.1 - Power of Attorney - Bennett J. Goodman Exhibit 24.2 - Power of Attorney - J. Albert Smith III Exhibit 24.3 - Power of Attorney - Douglas I. Ostrover |