UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
October, 2009
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
Holding(s) in Company dated 29 October 2009
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: October 29, 2009
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: October 29, 2009
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
BARCLAYS PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
Yes |
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An event changing the breakdown of voting rights |
No |
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Other (please specify): |
No |
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3. Full name of person(s) subject to the |
Qatar Investment Authority |
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4. Full name of shareholder(s) |
Qatar Holding LLC |
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5. Date of the transaction and date on |
28 October 2009 |
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6. Date on which issuer notified: |
29 October 2009 |
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7. Threshold(s) that is/are crossed or |
14% |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of if possible using |
Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary shares of 25 pence each |
813,964,552 |
813,964,552 |
813,964,552 |
813,964,552 |
N/A |
7.13% |
N/A |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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N/A |
N/A |
N/A |
N/A |
N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
379,218,809 |
Nominal |
Delta |
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3.32% |
N/A |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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1,193,183,361 |
10.46% |
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi | |
Qatar Holding LLC is a wholly owned subsidiary of Qatar Investment Authority ("QIA") |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
On 20 October 2009 Qatar Holding LLC ("QHL") announced its intention to sell 379,218,809 ordinary shares in Barclays PLC by way of an accelerated bookbuild to be satisfied by ordinary shares issued by Barclays PLC pursuant to an exercise of Warrants held by QHL in Barclays PLC. QHL exercised such Warrants on 22 October 2009. Following such
exercise, the ordinary shares in Barclays PLC resulting from such exercise, were: (a) issued; and (b) correspondingly transferred to broad As a result of the above transactions: (a) the aggregate percentage of voting rights in Barclays PLC referenced by QHL's Warrants fell on 28 October 2009 from 6.88% to 3.32%; (b) the aggregate percentage of voting rights in Barclays PLC referenced by QHL's ordinary shares fell on 28 October 2009 from 7.38% to 7.13%; and (c) the aggregate percentage of voting rights in Barclays PLC referenced by QHL's ordinary shares and Warrants in Barclays PLC, fell on 28 October 2009 from 14.26%
to 10.46%. As required under the DTRs, this notification has been prepared using the total voting rights figure of 11,410,146,205 as set out in the public announcement made by Barclays |
14. Contact name: |
Mr. Ahmad Al-Sayed Qatar Holding LLC Qatar Financial Centre, 8th Floor, Q-Tel Tower, West Bay, Doha, Qatar |
15. Contact telephone number: |
Tel: +974.499.5900 |