UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
November, 2009
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
Exhibit No. 1 |
Full Early Redemption dated 3 November 2009 |
Exhibit No. 2 |
Director/PDMR Shareholding dated 11 November 2009 |
Exhibit No. 3 |
FRN Variable Rate Fix dated 11 November 2009 |
Exhibit No. 4 |
Publication of Prospectus dated 13 November 2009 |
Exhibit No. 5 | Full Early Redemption dated 13 November 2009 |
Exhibit No. 6 | FRN Variable Rate Fix dated 16 November 2009 |
Exhibit No. 7 | FRN Variable Rate Fix dated 16 November 2009 |
Exhibit No. 8 | FRN Variable Rate Fix dated 16 November 2009 |
Exhibit No. 9 | FRN Variable Rate Fix dated 16 November 2009 |
Exhibit No. 10 |
FRN Variable Rate Fix dated 17 November 2009 |
Exhibit No. 11 |
FRN Variable Rate Fix dated 18 November 2009 |
Exhibit No. 12 |
FRN Variable Rate Fix dated 19 November 2009 |
Exhibit No. 13 |
FRN Variable Rate Fix dated 23 November 2009 |
Exhibit No. 14 |
Full Early Redemption dated 25 November 2009 |
Exhibit No. 15 |
Early Redemption - Amendment dated 25 November 2009 |
Exhibit No. 16 |
Full Early Redemption dated 26 November 2009 |
Exhibit No. 17 |
FRN Variable Rate Fix dated 26 November 2009 |
Exhibit No. 18 |
Total Voting Rights dated 30 November 2009 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: December 01, 2009
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: December 01, 2009
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
Exhibit 1
Please be advised the following issue has been repurchased for EUR 2,620,000 in Clearstream on 2/11/09
and then will be redeemed at par due to a EARLY REDEMPTION on 2/11/09
Barclays Bank Plc. Series SN14264 EUR 20,000,000 Due 31 Oct 2011 - XS0385313522
The outstanding balance will therefore be zero.
Please amend your records accordingly.
Exhibit 2
11 November 2009
Director/PDMR Shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
1. The trustee of the Barclays Group Sharepurchase Plan ("the Plan"), a HM Revenue and Customs approved all-employee share plan, informed Barclays PLC ("the Company") on 10 November 2009 that it had on 9 November 2009 purchased, and now held as bare trustee of the Plan, the following ordinary shares in the capital of the Company for the following Person
Discharging Managerial Responsibilities (PDMR) at a price of 331.86p per share:
PDMR |
Number of Shares |
Ms C L Turner |
37 |
The Plan includes Matching Shares provided by the Company on a 1:1 basis up to the first £600 per annum invested by the participant under the Plan. The number of shares purchased on 9 November 2009 for Ms Turner includes any Matching Shares.
2. Mr S J Fraser, a director of Barclays PLC ("the Company"), notified the Company on 11 November 2009 that on 11 November 2009 he had purchased 20,000 ordinary shares in the Company at a price of 323.65p per share.
Following this transaction, Mr Fraser has a total beneficial interest in 46,247 ordinary shares in Barclays PLC.
Exhibit 3
As Agent Bank, please be advised of the following rate determined on: 11/11/09 | ||||||||
Issue | ¦ Barclays Bank Plc - Series 185 - USD60,000,000 FRN due February 2012 | |||||||
ISIN Number | ¦ XS0413572404 | |||||||
ISIN Reference | ¦ 041357240 | |||||||
Issue Nomin USD | ¦ 60,000,000 | |||||||
Period | ¦ 13/11/09 to 16/02/10 | Payment Date 16/02/10 | ||||||
Number of Days | ¦ 95 | |||||||
Rate | ¦ 1.0525 | |||||||
Denomination USD | ¦ 100,000 | ¦ 60,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 277.74 | ¦ 166,645.83 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 4
Publication of Prospectus
The following base prospectus supplement has been approved by the UK Listing Authority and is available for viewing:
Base Prospectus Supplement dated 12 November 2009 for the Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt Issuance Programme
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/4969C_1-2009-11-13.pdf
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Any Notes issued or to be issued pursuant to the Prospectus have not been and will not be registered under the United States Securities Act of 1933, as amended (the "Securities Act"), or any relevant securities laws of any state of the United States and are subject to U.S. tax law requirements. Subject to certain exceptions, such Notes may not be offered, sold or delivered in the United States or to or for the account or benefit of U.S. persons, as such terms are defined in Regulation S under the Securities Act.
Your right to access this service is conditional upon complying with the above requirement.
Exhibit 5
Please be advised the following issue has been repurchased for USD 1,900,000 on 13 Nov 09
and then will be redeemed at par due to a EARLY REDEMPTION on 13 Nov 09.
The outstanding balance will therefore be zero
Please amend your records accordingly.
Exhibit 6
As Agent Bank, please be advised of the following rate determined on: 13/11/09 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 184 - GBP1,141,500,000 FRN due Feb 2012 | |||||||
ISIN Number | ¦ XS0413571851 | |||||||
ISIN Reference | ¦ 041357185 | |||||||
Issue Nomin GBP | ¦ 1,141,500,000 | |||||||
Period | ¦ 13/11/09 to 15/02/10 | Payment Date 15/02/10 | ||||||
Number of Days | ¦ 94 | |||||||
Rate | ¦ 1.01375 | |||||||
Denomination GBP | ¦ 50,000 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 130.54 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 7
As Agent Bank, please be advised of the following rate determined on: 16-Nov-2009 | ||||||||
Issue |
¦ Barclays Bank Plc
USD 600,000,000 Junior Undated Floating Rate Notes |
|||||||
ISIN Number | ¦ GB0000784164 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 600,000,000.00 | |||||||
Period | ¦ 18-Nov-2009 to 18-May-2010 | Payment Date 18-May-2010 | ||||||
Number of Days | ¦ 181 | |||||||
Rate | ¦ 0.75 | |||||||
Denomination USD | ¦ 5,000.00 | ¦ 50,000.00 | ¦ | |||||
Amount Payable per Denomination | ¦ 18.85 | ¦ 188.50 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 8
Re: | BARCLAYS BANK PLC. |
GBP 2000000000 | |
MATURING: 16-May-2018 | |
ISIN: XS0398795574 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Nov-2009 TO 16-Dec-2009 HAS BEEN FIXED AT 1.065630 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Dec-2009 WILL AMOUNT TO: | |
GBP 43.79 PER GBP 50000 DENOMINATION
Exhibit 9 Re: BARCLAYS BANK PLC. GBP 1000000000 MATURING: 16-May-2019 ISIN: XS0398797604 PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD 16-Nov-2009 TO 16-Dec-2009 HAS BEEN FIXED AT 1.065630 PCT DAY BASIS: ACTUAL/365(FIX) INTEREST PAYABLE VALUE 16-Dec-2009 WILL AMOUNT TO: GBP 43.79 PER GBP 50000 DENOMINATION
Exhibit 10 |
As Agent Bank, please be advised of the following rate determined on: 17/11/09 | ||||||||
Issue | ¦ Barclays Bank Plc Series 175 - USD 2,000,000,000 FRN due 19 December 2011 | |||||||
ISIN Number | ¦ XS0406399427 | |||||||
ISIN Reference | ¦ 40639942 | |||||||
Issue Nomin USD | ¦ 2,000,000,000 | |||||||
Period | ¦ 19/11/09 to 21/12/09 | Payment Date 21/12/09 | ||||||
Number of Days | ¦ 32 | |||||||
Rate | ¦ 1.18688 | |||||||
Denomination USD | ¦ 100,000 | ¦ 2,000,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 105.50 | ¦ 2,110,008.89 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 11
As Agent Bank, please be advised of the following rate determined on: 18/11/09 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 187 - GBP 250,000,000 FRN due 20 Feb 2012 | |||||||
ISIN Number | ¦ XS0414007491 | |||||||
ISIN Reference | ¦ 41400749 | |||||||
Issue Nomin GBP | ¦ 250,000,000 | |||||||
Period | ¦ 18/11/09 to 18/02/10 | Payment Date 18/02/10 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 1.0625 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 250,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 133.90 | ¦ 669,520.55 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 12
As Agent Bank, please be advised of the following rate determined on: 19/11/09 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 170 - EUR 1,500,000,000 FRN due 22 Nov 2011 | |||||||
ISIN Number | ¦ XS0400716444 | |||||||
ISIN Reference | ¦ 40071644 | |||||||
Issue Nomin EUR | ¦ 1,500,000,000 | |||||||
Period | ¦ 23/11/09 to 22/02/10 | Payment Date 22/02/10 | ||||||
Number of Days | ¦ 91 | |||||||
Rate | ¦ 0.965 | |||||||
Denomination EUR | ¦ 50,000 | ¦ 1,500,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 121.97 | ¦ 3,658,958.33 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
As Agent Bank, please be advised of the following rate determined on: 23-Nov-2009 | ||||||||
Issue |
¦ Barclays Bank Plc
Series 151 USD 1,500,000,000 Callable Floating Rate Subordinated Notes due 2015 |
|||||||
ISIN Number | ¦ XS0213053910 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 1,500,000,000.00 | |||||||
Period | ¦ 25-Nov-2009 to 25-Feb-2010 | Payment Date 25-Feb-2010 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 0.46188 | |||||||
Denomination USD | ¦ 1,000.00 | ¦ 100,000.00 | ¦ | |||||
Amount Payable per Denomination | ¦ 1.18 | ¦ 118.04 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 14
Please be advised the following issue has been repurchased for EUR 2,200,000 in Clearstream on 25/11/09
and then will be redeemed at par due to a EARLY REDEMPTION on 30/11/09
Barclays Bank Plc. Series SN16089 EUR 2,200,000 Due 30 May 2011 - XS0430123710
The outstanding balance will therefore be zero.
Please amend your records accordingly.
Exhibit 15
Please be advised the following issue has been repurchased for EUR 50,000 in Clearstream on 25/11/09
and then will be redeemed at par due to a EARLY REDEMPTION on 30/11/09
The outstanding balance will therefore be zero.
Please amend your records accordingly.
Exhibit 16
Please be advised the following issue has been repurchased for USD 7,600,000 on 26 Nov 09
and then will be redeemed above par at 118% due to a EARLY REDEMPTION on 7 Dec 09
The outstanding balance will therefore be zero
Please amend your records accordingly.
Exhibit 17
As Agent Bank, please be advised of the following rate determined on: 26-Nov-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
EUR 1,500,000,000 Floating Rate Subordinated Step-Up Callable Notes due 2017 Series 160 |
|||||||
ISIN Number | ¦ XS0301811070 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 1,500,000,000.00 | |||||||
Period | ¦ 30-Nov-2009 to 26-Feb-2010 | Payment Date 26-Feb-2010 | ||||||
Number of Days | ¦ 88 | |||||||
Rate | ¦ 0.91700 | |||||||
Denomination EUR | ¦ 1,500,000,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 3,362,333.33 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit 18
30 November 2009
Barclays PLC – Voting Rights and Capital
In conformity with the Disclosure and Transparency Rules, Barclays PLC’s issued share capital consists of 11,410,795,932 ordinary shares with voting rights as at 27 November 2009. There are no ordinary shares held in Treasury.
The above figure (11,410,795,932) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA’s Disclosure and Transparency Rules.