1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
Smith & Nephew plc
|
||
2. Reason for the notification (please tick the appropriate box or boxes)
|
|||
An acquisition or disposal of voting rights
|
x
|
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
¨
|
||
An event changing the breakdown of voting rights
|
¨
|
||
Other (please specify):
|
¨
|
||
3. Full name of person(s) subject to the notification obligation
|
Thornburg Investment Management Inc.
|
||
4. Full name of shareholder(s) (if different from 3.)
|
N/A
|
||
5. Date of the transaction (and date on which the threshold is crossed or reached if different)
|
12 January 2011
|
||
6. Date on which issuer notified:
|
22 February 2011
|
||
7. Threshold(s) that is/are crossed or reached:
|
3%
|
||
8. Notified details:
|
|||
A: Voting rights attached to shares
|
|||||||
Class/type of shares
if possible using the ISIN CODE
|
Situation previous to the Triggering transaction
|
Resulting situation after the triggering transaction
|
|||||
Number of Shares
|
Number of Voting Rights
|
Number of shares
|
Number of voting rights
|
% of voting rights
|
|||
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|||
ORD
0922320 (SEDOL)
ADR
83175M205 (CUSIP)
|
Above 3%
Above 3%
|
Above 3%
Above 3%
|
N/A
|
N/A
|
14,783,322
764,329
|
N/A
|
1.66%
0.43%
|
B: Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of financial instrument
|
Expiration date
|
Exercise/ Conversion Period/ Date
|
Number of voting rights that may be acquired if the instrument is exercised/ converted.
|
% of voting rights
|
N/A
|
|
|
|
|
Total (A+B)
|
|
Number of voting rights
|
% of voting rights
|
18,604,969
|
2.09%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
Thornburg Investment Management holds these shares as dicretionary Investment Manager.
|
Proxy Voting:
|
|
10. Name of the proxy holder:
|
N/A
|
11. Number of voting rights proxy holder will cease to hold:
|
N/A
|
12. Date on which proxy holder will cease to hold voting rights:
|
N/A
|
13. Additional information:
|
|
14. Contact name:
|
Ronald Olexsak
|
15. Contact telephone number:
|
505.467.7447 (USA)
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
Smith & Nephew plc
|
||
2. Reason for the notification (please tick the appropriate box or boxes)
|
|||
An acquisition or disposal of voting rights
|
x
|
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
¨
|
||
An event changing the breakdown of voting rights
|
¨
|
||
Other (please specify):
|
¨
|
||
3. Full name of person(s) subject to the notification obligation:
|
Thornburg Investment Management Inc.
|
||
4. Full name of shareholder(s) (if different from 3.):
|
N/A
|
||
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
|
11 January 2011
|
||
6. Date on which issuer notified:
|
22 February 2011
|
||
7. Threshold(s) that is/are crossed or reached:
|
4%
|
||
8. Notified details:
|
|||
A: Voting rights attached to shares
|
|||||||
Class/type of shares
if possible using the ISIN CODE
|
Situation previous to the Triggering transaction
|
Resulting situation after the triggering transaction
|
|||||
Number of Shares
|
Number of Voting Rights
|
Number of shares
|
Number of voting rights
|
% of voting rights
|
|||
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|||
ORD
0922320 (SEDOL)
ADR
83175M205 (CUSIP)
|
Above 4%
Above 4%
|
Above 4%
Above 4%
|
N/A
|
N/A
|
27,913,322
1,110,447
|
N/A
|
3.14%%
0.62%
|
B: Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of financial instrument
|
Expiration date
|
Exercise/ Conversion Period/ Date
|
Number of voting rights that may be acquired if the instrument is exercised/ converted.
|
% of voting rights
|
N/A
|
|
|
|
|
Total (A+B)
|
|
Number of voting rights
|
% of voting rights
|
33,465,559
|
3.76%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
Thornburg Investment Management holds these shares as dicretionary Investment Manager.
|
Proxy Voting:
|
|
10. Name of the proxy holder:
|
N/A
|
11. Number of voting rights proxy holder will cease to hold:
|
N/A
|
12. Date on which proxy holder will cease to hold voting rights:
|
N/A
|
13. Additional information:
|
|
14. Contact name:
|
Ronald Olexsak
|
15. Contact telephone number:
|
505.467.7447 (USA)
|