sn201102236k.htm
 
 
SECURITIES AND EXCHANGE COMMISSION
 WASHINGTON, D.C. 20549
 
 
Report of Foreign Private Issuer
 
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of
 1934
 
 
February 23, 2011
 
Commission File Number 001-14978
 
 SMITH & NEPHEW plc
(Registrant's name)

 15 Adam Street
London, England WC2N 6LA
(Address of registrant's principal executive offices)
 
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]
 
Form 20-F X                Form 40-F
    ---                               ---
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]

Yes                        No X
---                         ---
 
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]
 
Yes                      No X
---                         ---
[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]
 
Yes                  No X
---                   ---
 
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.
 
 


 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Smith & Nephew Plc
(Registrant)
 
 
Date: February 23, 2011
 
By: /s/ Susan Henderson
-----------------
Susan Henderson
Company Secretary
 
 
 

 


 
TR-1               notification of major interests in shares
 
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Smith & Nephew plc
2. Reason for the notification     (please tick the appropriate box or boxes)
 
An acquisition or disposal of voting rights
x
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
¨
An event changing the breakdown of voting rights
¨
Other (please specify):
¨
3. Full name of person(s) subject to the notification obligation
Thornburg Investment Management Inc.
4. Full name of shareholder(s) (if different from 3.)
N/A
5. Date of the transaction (and date on which the threshold is crossed or reached if different)
12 January 2011
6. Date on which issuer notified:
22 February 2011
7. Threshold(s) that is/are crossed or reached:
3%
8. Notified details:
   
       
 
A: Voting rights attached to shares
Class/type of shares
 if possible using the ISIN CODE
Situation previous to the Triggering transaction
Resulting situation after the triggering transaction
Number of Shares
Number of Voting Rights
Number of shares
Number of voting rights
% of voting rights
Direct
Direct
Indirect
Direct
Indirect
ORD
0922320 (SEDOL)
 
ADR
83175M205 (CUSIP)
 
Above 3% 
 
 
Above 3%
Above 3%
 
 
Above 3%
  N/A  
 
 
 
 
N/A    
14,783,322
 
 
764,329
 
N/A
1.66%
 
 
0.43%
 
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date
Exercise/ Conversion  Period/ Date
Number of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
N/A    
    
    
    
    
 
Total (A+B)
Number of voting rights
% of voting rights
18,604,969
2.09%
 
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Thornburg Investment Management holds these shares as dicretionary Investment Manager.
 
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A    
12. Date on which proxy holder will cease to hold voting rights:
N/A    
 
 
13. Additional information:
    
14. Contact name:
Ronald Olexsak
15. Contact telephone number:
505.467.7447 (USA)
 
 
 
 
 
TR-1        NOTIFICATION OF MAJOR INTERESTS IN SHARES
 
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Smith & Nephew plc
2. Reason for the notification     (please tick the appropriate box or boxes)
 
An acquisition or disposal of voting rights
x
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
¨
An event changing the breakdown of voting rights
¨
Other (please specify):
¨
3. Full name of person(s) subject to the notification obligation:
Thornburg Investment Management Inc.
4. Full name of shareholder(s) (if different from 3.):
N/A
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
11 January 2011
6. Date on which issuer notified:
22 February 2011
7. Threshold(s) that is/are crossed or reached:
4%
8. Notified details:
   
       
 
A: Voting rights attached to shares
Class/type of shares
 if possible using the ISIN CODE
Situation previous to the Triggering transaction
Resulting situation after the triggering transaction
Number of Shares
Number of Voting Rights
Number of shares
Number of voting rights
% of voting rights
Direct
Direct 
Indirect
Direct
Indirect
ORD
0922320 (SEDOL)
 
ADR
83175M205 (CUSIP)
 
Above 4% 
 
 
Above 4%
Above 4%
 
 
Above 4%
  N/A  
 
 
 
 
N/A    
27,913,322
 
 
1,110,447
 
N/A
3.14%%
 
 
0.62%
 
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date
Exercise/ Conversion  Period/ Date
Number of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
N/A    
    
    
    
    
 
Total (A+B)
Number of voting rights
% of voting rights
33,465,559
3.76%
 
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Thornburg Investment Management holds these shares as dicretionary Investment Manager.
 
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A    
12. Date on which proxy holder will cease to hold voting rights:
N/A    
 
13. Additional information:
    
14. Contact name:
Ronald Olexsak
15. Contact telephone number:
505.467.7447 (USA)
 
Gemma Parsons
Deputy Company Secretary
Smith & Nephews plc
Tel:       +44 (0)20 7401 7646