barc201109016kbatch.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
September 1, 2011
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
|
Exhibit No. 1
|
Director/PDMR Shareholding dated 3 August 2011
|
|
Exhibit No. 2
|
FRN Variable Rate Fix dated 3 August 2011
|
|
Exhibit No. 3
|
Publication of Supplement to Base Prospectus dated 3 August 2011
|
|
Exhibit No. 4
|
Director/PDMR Shareholding dated 5 August 2011
|
|
Exhibit No. 5
|
Director/PDMR Shareholding dated 11 August 2011
|
|
Exhibit No. 6
|
FRN Variable Rate Fix dated 11 August 2011
|
|
Exhibit No. 7
|
FRN Variable Rate Fix dated 15 August 2011
|
|
Exhibit No. 8
|
FRN Variable Rate Fix dated 16 August 2011
|
|
Exhibit No. 9
|
FRN Variable Rate Fix dated 16 August 2011
|
|
Exhibit No. 10
|
FRN Variable Rate Fix dated 17 August 2011
|
|
Exhibit No. 11
|
FRN Variable Rate Fix dated 19 August 2011
|
|
Exhibit No. 12
|
FRN Variable Rate Fix dated 19 August 2011
|
|
Exhibit No. 13
|
FRN Variable Rate Fix dated 22 August 2011
|
|
Exhibit No. 14
|
Publication of Base Prospectus dated 26 August 2011
|
|
Exhibit No. 15
|
FRN Variable Rate Fix dated 26 August 2011
|
|
Exhibit No. 16
|
FRN Variable Rate Fix dated 26 August 2011
|
|
Exhibit No. 17
|
FRN Variable Rate Fix dated 30 August 2011
|
|
Exhibit No. 18
|
Chris Lucas speaks at London investor conference dated 31 August 2011
|
|
Exhibit No. 19
|
Total Voting Rights dated 31 August 2011
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: September 1, 2011
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: September 1, 2011
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
Exhibit No.1
3 August 2011
Barclays PLC
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
1. Mr Marcus Agius, a Director of Barclays PLC ("the Company"), notified the Company on 2 August 2011 that on 2 August 2011 he had purchased 115,660 ordinary shares in the Company at a price of 215.50 pence per share.
2. The Diamond Family Foundation, a connected person to Robert E Diamond Jr, a Director of the Company, notified the Company on 2 August 2011 that on 2 August 2011 it had purchased 457,482 ordinary shares in the Company at a price of 217.50 pence per share.
3. On 2 August 2011 the following ordinary shares in the Company were purchased on behalf of the following non-executive Directors of the Company at a price of 219.75 pence per share. As disclosed in the Company's Annual Report, these purchases arise from the policy of using part of each non-executive Director's fee to purchase shares in the Company on the Directors' behalf which, together with any reinvested dividends, are retained for the Director until they leave the Board.
|
Director
|
|
Barclays PLC Shares Purchased
|
|
David Booth
|
|
3,647
|
|
Sir Richard Broadbent
|
|
3,077
|
|
Alison Carnwath
|
|
2,854
|
|
Fulvio Conti
|
|
3,664
|
|
Simon Fraser
|
|
2,931
|
|
Reuben Jeffery¹
|
|
4,483
|
|
Sir Andrew Likierman
|
|
3,328
|
|
Dambisa Moyo
|
|
3,168
|
|
Sir Michael Rake
|
|
3,109
|
|
Sir John Sunderland
|
|
2,951
|
The revised total shareholding for each Director following these transactions is as follows:
|
Director
|
|
Beneficial Holding
|
|
Non-Beneficial Holding
|
|
M Agius
|
|
232,244
|
|
-
|
|
D Booth
|
|
82,867
|
|
-
|
|
R Broadbent
|
|
43,992
|
|
-
|
|
A Carnwath
|
|
44,212
|
|
-
|
|
F Conti
|
|
48,500
|
|
-
|
|
R E Diamond Jr
|
|
13,164,758
|
|
-
|
|
S Fraser
|
|
54,514
|
|
-
|
|
R Jeffery¹
|
|
72,174
|
|
-
|
|
A Likierman
|
|
32,329
|
|
-
|
|
D Moyo
|
|
7,798
|
|
-
|
|
M Rake
|
|
23,954
|
|
-
|
|
J Sunderland
|
|
88,058
|
|
-
|
¹ Reuben Jeffery's beneficial interest comprises 15,000 American Depositary Shares and 12,174 Ordinary Shares in Barclays PLC
Exhibit No.2
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 03/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 172 - USD 2,000,000,000 FRN due 5 December 2011
|
| |
|
|
ISIN Number
|
¦ XS0403958571
|
|
ISIN Reference
|
¦ 40395857
|
|
Issue Nomin USD
|
¦ 2,000,000,000
|
|
Period
|
¦ 05/08/11 to 06/09/11
|
|
Payment Date 06/09/11
|
|
Number of Days
|
¦ 32
|
|
Rate
|
¦ 1.25556
|
|
|
Denomination USD
|
¦ 50,000
|
|
¦ 1,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 55.80
|
|
¦ 1.12
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.3
Publication of Prospectus
The following base prospectus supplement has been approved by the UK Listing Authority and is available for viewing:
Base Prospectus Supplement No. 1 dated 3 August 2011 to the Base Prospectus dated 22 June 2011 for the Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt Issuance Programme.
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/7061L_1-2011-8-3.pdf
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.Hemscott.com/nsm.do
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing: The following applies to the Prospectus available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Prospectus. In accessing the Prospectus, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
THE PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE PROSPECTUS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Confirmation of your Representation: In order to be eligible to view the Prospectus or make an investment decision with respect to any Notes issued or to be issued pursuant to the Prospectus, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Prospectus, you shall be deemed to have represented that you are not a U.S. person or that you are a QIB, and that you consent to delivery of the Prospectus via electronic publication.
You are reminded that the Prospectus has been made available to you on the basis that you are a person into whose possession the Prospectus may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Prospectus to any other person.
The Prospectus does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuers in such jurisdiction. Under no circumstances shall the Prospectus constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Prospectus, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
The Prospectus has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuers, their advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Prospectus made available to you in electronic format and the hard copy version available to you on request from the issuers.
Exhibit No.4
5 August 2011
Barclays PLC
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
Simon Fraser, a Director of Barclays PLC ("the Company"), notified the Company on 4 August 2011 that on 4 August 2011 he had purchased 25,000 ordinary shares in the Company at a price of 209.53 pence per share.
Following this transaction, Mr Fraser has a total beneficial interest in 79,514 ordinary shares in the Company.
Exhibit No.5
11 August 2011
Barclays PLC
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
Sir Michael Rake, a Director of Barclays PLC ("the Company"), notified the Company on 10 August 2011 that on 10 August 2011 he had purchased 5,345 ordinary shares in the Company at a price of 185.60 pence per share.
Following this transaction, Sir Michael Rake has a total beneficial interest in 29,299 ordinary shares in the Company.
Exhibit No.6
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 11/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 185 - USD60,000,000 FRN due February 2012
|
| |
|
|
ISIN Number
|
¦ XS0413572404
|
|
ISIN Reference
|
¦ 041357240
|
|
Issue Nomin USD
|
¦ 60,000,000
|
|
Period
|
¦ 15/08/11 to 14/11/11
|
|
Payment Date 14/11/11
|
|
Number of Days
|
¦ 91
|
|
Rate
|
¦ 1.06617
|
|
|
Denomination USD
|
¦ 100,000
|
|
¦ 60,000,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 269.50
|
|
¦ 161,702.45
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.7
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 15/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 184 - GBP1,141,500,000 FRN due Feb 2012
|
| |
|
|
ISIN Number
|
¦ XS0413571851
|
|
ISIN Reference
|
¦ 041357185
|
|
Issue Nomin GBP
|
¦ 1,141,500,000
|
|
Period
|
¦ 15/08/11 to 14/11/11
|
|
Payment Date 14/11/11
|
|
Number of Days
|
¦ 91
|
|
Rate
|
¦ 1.25219
|
|
|
Denomination GBP
|
¦ 50,000
|
|
¦
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 156.09
|
|
¦
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.8
LONDON--(BUSINESS WIRE)--
|
Re:
|
BARCLAYS BANK PLC.
|
| |
GBP 2,000,000,000.00
|
| |
MATURING: 16-May-2018
|
| |
ISIN: XS0398795574
|
| |
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
|
16-Aug-2011 TO 16-Sep-2011 HAS BEEN FIXED AT 1.200310 PCT
|
| |
|
DAY BASIS: ACTUAL/365(FIX)
|
| |
|
INTEREST PAYABLE VALUE 16-Sep-2011 WILL AMOUNT TO:
|
|
GBP 50.97 PER GBP 50,000.00 DENOMINATION
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.9
LONDON--(BUSINESS WIRE)--
|
Re:
|
BARCLAYS BANK PLC.
|
| |
GBP 1,000,000,000.00
|
| |
MATURING: 16-May-2019
|
| |
ISIN: XS0398797604
|
| |
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
|
16-Aug-2011 TO 16-Sep-2011 HAS BEEN FIXED AT 1.200310 PCT
|
| |
|
DAY BASIS: ACTUAL/365(FIX)
|
| |
|
INTEREST PAYABLE VALUE 16-Sep-2011 WILL AMOUNT TO:
|
|
GBP 50.97 PER GBP 50,000.00 DENOMINATION
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.10
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 17/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 175 - USD 2,000,000,000 FRN due 19 December 2011
|
| |
|
|
ISIN Number
|
¦ XS0406399427
|
|
ISIN Reference
|
¦ 40639942
|
|
Issue Nomin USD
|
¦ 2,000,000,000
|
|
Period
|
¦ 19/08/11 to 19/09/11
|
|
Payment Date 19/09/11
|
|
Number of Days
|
¦ 31
|
|
Rate
|
¦ 1.16244
|
|
|
Denomination USD
|
¦ 100,000
|
|
¦ 2,000,000,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 100.10
|
|
¦ 2,001,980.00
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.11
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 18/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 170 - EUR 1,500,000,000 FRN due 21 Nov 2011
|
| |
|
|
ISIN Number
|
¦ XS0400716444
|
|
ISIN Reference
|
¦ 40071644
|
|
Issue Nomin EUR
|
¦ 1,500,000,000
|
|
Period
|
¦ 22/08/11 to 21/11/11
|
|
Payment Date 21/11/11
|
|
Number of Days
|
¦ 91
|
|
Rate
|
¦ 1.785
|
|
|
Denomination EUR
|
¦ 50,000
|
|
¦ 1,500,000,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 225.60
|
|
¦ 6,768,125.00
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.12
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 18/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 187 - GBP 250,000,000 FRN due 20 Feb 2012
|
| |
|
|
ISIN Number
|
¦ XS0414007491
|
|
ISIN Reference
|
¦ 41400749
|
|
Issue Nomin GBP
|
¦ 250,000,000
|
|
Period
|
¦ 18/08/11 to 18/11/11
|
|
Payment Date 18/11/11
|
|
Number of Days
|
¦ 92
|
|
Rate
|
¦ 1.31281
|
|
|
Denomination GBP
|
¦ 50,000
|
|
¦ 250,000,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 165.45
|
|
¦ 827,250.14
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.13
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 22/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 197 - GBP200,000,000 FRN due May 2012
|
| |
|
|
ISIN Number
|
¦ XS0430788108
|
|
ISIN Reference
|
¦ 043078810
|
|
Issue Nomin GBP
|
¦ 200,000,000
|
|
Period
|
¦ 22/08/11 to 22/11/11
|
|
Payment Date 22/11/11
|
|
Number of Days
|
¦ 92
|
|
Rate
|
¦ 1.15188
|
|
|
Denomination GBP
|
¦ 50,000
|
|
¦ 200,000,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 145.17
|
|
¦ 580,673.75
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.14
Publication of Base Prospectus
The following base prospectus has been approved by the UK Listing Authority and is available for viewing:
Base Prospectus dated 26 August 2011 for the Barclays Bank PLC €35,000,000,000 Global Covered Bond Programme unconditionally and irrevocably guaranteed as to payments by Barclays Covered Bonds LLP
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1352N_1-2011-8-26.pdf
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.Hemscott.com/nsm.do
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing: The following applies to the Base Prospectus available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Base Prospectus. In accessing the Base Prospectus, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
THE BASE PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE BASE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE BASE PROSPECTUS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Base Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Base Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Base Prospectus is not addressed. Prior to relying on the information contained in the Base Prospectus you must ascertain from the Base Prospectus whether or not you are part of the intended addressees of the information contained therein.
Confirmation of your Representation: In order to be eligible to view the Base Prospectus or make an investment decision with respect to any Notes issued or to be issued pursuant to the Base Prospectus, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Base Prospectus, you shall be deemed to have represented that you are not a U.S. person or that you are a QIB, and that you consent to delivery of the Base Prospectus via electronic publication.
You are reminded that the Base Prospectus has been made available to you on the basis that you are a person into whose possession the Base Prospectus may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Base Prospectus to any other person.
The Base Prospectus does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuers in such jurisdiction. Under no circumstances shall the Base Prospectus constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Base Prospectus, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
The Base Prospectus has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuers, their advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Base Prospectus made available to you in electronic format and the hard copy version available to you on request from the issuers.
Exhibit No.15
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 26/08/11
|
|
Issue
|
¦ Barclays Bank Plc - Series 2 - USD 750,000,000 Undated Floating Rate Primary Capital Notes
|
| |
|
|
ISIN Number
|
¦ GB0000777705
|
|
ISIN Reference
|
¦
|
|
Issue Nomin USD
|
¦ 750,000,000
|
|
Period
|
¦ 31/08/11 to 29/02/12
|
|
Payment Date 29/02/12
|
|
Number of Days
|
¦ 182
|
|
Rate
|
¦ 0.5625
|
|
|
Denomination USD
|
¦ 10,000
|
|
¦ 100,000
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 28.44
|
|
¦ 284.40
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.16
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 26/08/11
|
|
Issue
|
¦ Barclays Bank PLC - Series 160 - EUR 1,500,000,000 FRN due 30 May 2017
|
| |
|
|
ISIN Number
|
¦ XS0301811070
|
|
ISIN Reference
|
¦ 30181107
|
|
Issue Nomin EUR
|
¦ 1,500,000,000
|
|
Period
|
¦ 30/08/11 to 30/11/11
|
|
Payment Date 30/11/11
|
|
Number of Days
|
¦ 92
|
|
Rate
|
¦ 1.74
|
|
|
Denomination EUR
|
¦ 1,500,000,000
|
|
¦
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 6,670,000.00
|
|
¦
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.17
LONDON--(BUSINESS WIRE)--
|
As Agent Bank, please be advised of the following rate determined on: 30/08/11
|
|
Issue
|
¦ Barclays Bank PLC - Series 112 - EUR 50,000,000 Subordinated FRN due 01 Mar 2022
|
| |
|
|
ISIN Number
|
¦ XS0144176996
|
|
ISIN Reference
|
¦ 014417699
|
|
Issue Nomin EUR
|
¦ 50,000,000
|
|
Period
|
¦ 01/09/11 to 01/03/12
|
|
Payment Date 01/03/12
|
|
Number of Days
|
¦ 182
|
|
Rate
|
¦ 2.147
|
|
|
Denomination EUR
|
¦ 50,000,000
|
|
¦
|
|
¦
|
| |
|
|
|
Amount Payable per Denomination
|
¦ 542,713.89
|
|
¦
|
|
¦
|
| |
|
|
|
Bank of New York
|
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.18
31 August 2011
Barclays PLC
Chris Lucas speaks at London investor conference
Chris Lucas, Group Finance Director, Barclays PLC is speaking today at the Nomura Financials Conference in London.
A copy of Mr Lucas' remarks, which contain no material new information, will be available for viewing from later today in the Investor Relations section of the Barclays Group website.
-Ends-
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Stephen Jones
|
Giles Croot
|
|
+44 (0) 20 7116 5752
|
+44 (0) 20 7116 6132
|
About Barclays PLC
Barclays is a major global financial services provider engaged in retail banking, credit cards, corporate and investment banking and wealth management with an extensive international presence in Europe, the Americas, Africa and Asia. With over 300 years of history and expertise in banking, Barclays operates in over 50 countries and employs over 146,000 people. Barclays moves, lends, invests and protects money for over 48 million customers and clients worldwide.
For further information about Barclays, please visit our website www.barclays.com.
Exhibit No.19
31 August 2011
Barclays PLC - Voting Rights and Capital
In conformity with the Disclosure and Transparency Rules, Barclays PLC's issued share capital consists of 12,191,642,641 ordinary shares with voting rights as at 30 August 2011. There are no ordinary shares held in Treasury.
The above figure (12,191,642,641) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA's Disclosure and Transparency Rules.