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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii
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Smith & Nephew plc
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2 Reason for the notification
(please tick the appropriate box or boxes):
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||||
An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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||||
An event changing the breakdown of voting rights
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||||
Other (please specify):
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||||
3. Full name of person(s) subject to the
notification obligation:
iii
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Invesco Limited
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4. Full name of shareholder(s)
(if different from 3.):iv
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||||
5. Date of the transaction and date on
which the threshold is crossed or
reached:
v
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31 May 2012
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6. Date on which issuer notified:
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06 June 2012
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7. Threshold(s) that is/are crossed or
reached:
vi, vii
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10%, 9%
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8. Notified details:
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||||||||||||||||
A: Voting rights attached to shares
viii, ix
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||||||||||||||||
Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
||||||||||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights x
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||||||||||||
Direct
|
Direct
xi
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Indirect
xii
|
Direct
|
Indirect
|
||||||||||||
ORD USD0.20
|
89,670,328
|
89,670,328
|
89,357,291
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9.97%
|
||||||||||||
GB0009223206
|
||||||||||||||||
B: Qualifying Financial Instruments
|
||||||||||||||||
Resulting situation after the triggering transaction
|
||||||||||||||||
Type of financial
instrument
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Expiration
date
xiii
|
Exercise/
Conversion Period
xiv
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi
|
||||||||||||||||
Resulting situation after the triggering transaction
|
||||||||||||||||
Type of financial
instrument
|
Exercise price
|
Expiration date
xvii
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Exercise/
Conversion period
xviii
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Number of voting rights instrument refers to
|
% of voting rights
xix, xx
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|||||||||||
Nominal
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Delta
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|||||||||||||||
Total (A+B+C)
|
||||||||||||||||
Number of voting rights
|
Percentage of voting rights
|
|||||||||||||||
89,357,291
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9.97%
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|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
|
||
Invesco Advisers Inc - 10,291,960
Invesco Canada Ltd & Invesco Advisers Inc - 772,019
Invesco Asset Management Japan Ltd - 91,338
Invesco Asset Management Ltd & Invesco Asset Management Japan Ltd - 187,520
Invesco Asset Management Ireland - 497,659
Invesco Asset Management Ltd & Invesco Asset Management Ireland - 127,669
Invesco Asset Management GmbH (Germany) - 51,233
Invesco Asset Management Ltd - 16,910,814
Invesco Hong Kong Ltd - 105,877
Invesco Fund Managers Ltd - 58,093,565
Invesco Asset Management S.A - 6,373
Invesco PowerShares Capital Management Ireland - 25,299
Invesco PowerShares Capital Management LLC - 17,540
ADR's Ratio 1:5:
Invesco Advisers Inc - 1,590,740
Invesco PowerShares Capital Management LLC - 587,685
|
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Proxy Voting:
|
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10. Name of the proxy holder:
|
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11. Number of voting rights proxy holder will cease
to hold:
|
||
12. Date on which proxy holder will cease to hold
voting rights:
|
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13. Additional information:
|
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14. Contact name:
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Zoe Richards
|
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15. Contact telephone number:
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01491 417249
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