1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(3)
|
11/22/2021 |
Common Stock
|
46,400
|
$
6.13
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
07/18/2023 |
Common Stock
|
10,000
|
$
39.7
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
06/24/2024 |
Common Stock
|
5,366
|
$
38.71
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
03/10/2025 |
Common Stock
|
8,992
|
$
28.58
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
03/11/2026 |
Common Stock
|
3,970
|
$
39.3
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 1,312 shares that were granted in the form of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of Five Below, Inc.'s common stock. |
(2) |
50% of the 1,312 shares granted in the form of restricted stock units will vest two years after the grant date, March 7, 2017 and the remaining 50% will vest in 25% increments on the third and fourth anniversaries of the grant date, subject to the reporting person's continued employment. |
(3) |
The vesting terms for this option grant have been satisfied and 100% of the option grant is vested and exercisable. |
(4) |
75% of the option grant is vested and exercisable, and the remaining 25% will vest and become exercisable on the fourth anniversary of the grant date, June 24, 2014, subject to the reporting persons' continued employment. |
(5) |
50% of the option grant is vested and exercisable, and the remaining 50% will vest and become exercisable in 25% increments on the third and fourth anniversaries of the grant date, March 10, 2015, subject to the reporting person's continued employment. |
(6) |
50% of the option grant will vest and become exercisable two years after the grant date, March 11, 2016, and the remaining 50% will vest and become exercisable in 25% increments on the third and fourth anniversaries of the grant date, subject to the reporting person's continued employment. |