SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant To Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): December 17, 2003
IMPAC MORTGAGE HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Maryland | 1-14100 | 33-0675505 | ||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
1401 Dove Street
Newport Beach, CA, 92660
(Address of principal executive offices including zip code)
(949) 475-3600
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
ITEM 5. Other Events
This filing is made to effect the incorporation by reference of the accompanying information and exhibits in the Post-Effective Amendment No. 1 to Registration Statement No. 333-74432 on Form S-3 of Impac Mortgage Holdings, Inc. (the “Company”), filed with the Securities and Exchange Commission, which became effective on May 13, 2002.
On December 17, 2003, the Company entered into an underwriting agreement relating to the sale of 2,000,000 shares of its common stock. Based on the public offering price of $17.75 per share, the Company will receive approximately $ 33.9 million in net proceeds from the sale of the shares of common stock, after payment of its estimated expenses related to the offering and underwriting discounts and commissions. The underwriters expect to deliver the shares of common stock on or about December 23, 2003. The Company has granted the underwriters a 30-day option to purchase up to an additional 300,000 shares of our common stock to cover over-allotments at the public offering price per share, less the underwriting discounts and commissions.
ITEM 7. Exhibits
(c) Exhibits
| 1.1 |
Underwriting Agreement, dated December 17, 2003, by and among Impac Mortgage Holdings, Inc., JMP Securities LLC and Sandler O’Neill & Partners, L.P. | |
| 5.1 |
Legal Opinion of Kirkpatrick & Lockhart LLP. | |
| 5.2 |
Legal Opinion of McKee Nelson LLP. | |
| 8.1 |
Legal Opinion of McKee Nelson LLP regarding tax matters. | |
| 23.1 |
Consent of Kirkpatrick & Lockhart LLP (contained in Exhibit 5.1). | |
| 23.2 |
Consent of McKee Nelson LLP (contained in Exhibit 5.2). | |
| 23.3 |
Consent of McKee Nelson LLP (contained in Exhibit 8.1). | |
| 23.4 |
Consent of KPMG LLP regarding Impac Mortgage Holdings, Inc. | |
| 23.5 |
Consent of KPMG LLP regarding Impac Funding Corporation. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| IMPAC MORTGAGE HOLDINGS, INC. | ||
| By: | /s/ Ronald M. Morrison | |
| Ronald M. Morrison General Counsel and Secretary | ||
| Date: | December 17, 2003 | |
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EXHIBIT INDEX
| 1.1 |
Underwriting Agreement, dated December 17, 2003, by and among Impac Mortgage Holdings, Inc., JMP Securities LLC and Sandler O’Neill & Partners, L.P. | |
| 5.1 |
Legal Opinion of Kirkpatrick & Lockhart LLP. | |
| 5.2 |
Legal Opinion of McKee Nelson LLP. | |
| 8.1 |
Legal Opinion of McKee Nelson LLP regarding tax matters. | |
| 23.1 |
Consent of Kirkpatrick & Lockhart LLP (contained in Exhibit 5.1). | |
| 23.2 |
Consent of McKee Nelson LLP (contained in Exhibit 5.2). | |
| 23.3 |
Consent of McKee Nelson LLP (contained in Exhibit 8.1). | |
| 23.4 |
Consent of KPMG LLP regarding Impac Mortgage Holdings, Inc. | |
| 23.5 |
Consent of KPMG LLP regarding Impac Funding Corporation. | |
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