Clough Global Opportunities Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number: 811-21846

CLOUGH GLOBAL OPPORTUNITIES FUND

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Erin E. Douglas

Clough Global Opportunities Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: March 31

Date of reporting period: July 1, 2013 – June 30, 2014


Item 1 – Proxy Voting Record.

 

-2-


Vote Summary

 

  GULFPORT ENERGY CORPORATION  
  Security   402635304   Meeting Type   Annual
  Ticker Symbol   GPOR   Meeting Date   01-Jul-2013
  ISIN   US4026353049   Agenda   933825436 - Management
  Record Date   23-Apr-2013   Holding Recon Date   23-Apr-2013
  City / Country                                 /  United States   Vote Deadline Date   28-Jun-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1  DONALD L. DILLINGHAM

    For   For  
   

2  CRAIG GROESCHEL

    For   For  
   

3  DAVID L. HOUSTON

    For   For  
   

4  JAMES D. PALM

    For   For  
   

5  SCOTT E. STRELLER

    For   For  
  2.   PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 SHARES TO 250,000,000 SHARES   Management   For   For  
  3.   PROPOSAL TO APPROVE OUR 2013 RESTATED STOCK INCENTIVE PLAN   Management   For   For  
  4.   PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION   Management   For   For  
  5.   PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274052  

CLOUGH GLOBAL

OPPORTUNITIES

FUND

  000274052   BNY MELLON     158       151,000    15-May-2013    15-May-2013

 

  AMARIN CORPORATION PLC
  Security   023111206   Meeting Type   Annual
  Ticker Symbol   AMRN   Meeting Date   09-Jul-2013
  ISIN   US0231112063   Agenda   933818621 - Management
  Record Date   22-Apr-2013   Holding Recon Date   22-Apr-2013
  City / Country                                 /  United States   Vote Deadline Date   01-Jul-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  O1   TO RE-ELECT MR. JOSEPH S. ZAKRZEWSKI AS A DIRECTOR   Management   For   For  
  O2   TO RE-ELECT MS. KRISTINE PETERSON AS A DIRECTOR   Management   For   For  
  O3   TO ELECT MR. DAVID STACK AS A DIRECTOR   Management   For   For  
  O4   TO HOLD AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S “NAMED EXECUTIVE OFFICERS” AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE TABULAR DISCLOSURE REGARDING SUCH COMPENSATION, AND THE ACCOMPANYING NARRATIVE DISCLOSURE SET FORTH IN THE ENCLOSED PROXY STATEMENT   Management   For   For  
  O5   TO HOLD AN ADVISORY (NON-BINDING)
VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012
  Management   For   For  
  O6   TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORIZE THE AUDIT COMMITTEE OF BOARD OF DIRECTORS TO FIX AUDITORS’ REMUNERATION   Management   For   For  
  S7   TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION TO REMOVE A BORROWING LIMITATION ON THE COMPANY BY DELETING ARTICLES 143(B) TO (E) (INCLUSIVE)   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052  

CLOUGH GLOBAL

OPPORTUNITIES FUND

  000274052   BNY MELLON     200       309,300    07-May-2013    07-May-2013

 

  MAN WAH HOLDINGS LTD
  Security   G5800U107   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   15-Jul-2013
  ISIN   BMG5800U1071   Agenda   704601675 - Management
  Record Date   10-Jul-2013   Holding Recon Date   10-Jul-2013
  City / Country   HONGKO NG / Bermuda   Vote Deadline Date   01-Jul-2013
  SEDOL(s)   B58VHF3 - B58YWF7 - B5WN7S8   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0610/LTN20130610686.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0610/LTN20130610682.pdf   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  1   To receive, consider and adopt the reports of the directors and the auditors and the audited consolidated financial statements of the Company for the year ended 31 March 2013   Management   For   For  
  2   To declare a final dividend of HK18 cents per share for the year ended 31 March 2013   Management   For   For  
  3   To approve the re-election of Mr. Dai Quanfa as an executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  4   To approve the re-election of Mr. Xie Fang as a non-executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  5   To approve the re-election of Mr. Kan Chung Nin, Tony as an independent non-executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  6   To approve the re-election of Mr. Wang Guisheng as an executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  7   To approve the re-election of Mr. Ong Chor Wei as an independent non-executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  


  8   To approve the re-election of Mr. Stephen Allen Barr as an executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  9   To approve the re-election of Mr. Lee Teck Leng, Robson as an independent non-executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  10   To re-appoint Deloitte Touche Tohmatsu as auditors of the Company and to authorise the board of directors of the Company to fix their remuneration   Management   For   For  
  11   To grant a general mandate to the directors of the Company to allot, issue and deal with new shares of the Company not exceeding 20% of its issued share capital   Management   For   For  
  12   To grant a general mandate to the directors of the Company to repurchase shares of the Company not exceeding 10% of its issued share capital   Management   For   For  
  13   To extend the general mandate granted to the directors of the Company to allot, issue and deal with new shares by an amount not exceeding the amount of the shares repurchased by the Company   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 12 JULY-TO 10 JULY 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK Y-OU.   Non-Voting      

 

    Account
Number
  Account Name       Internal
Account
  Custodian    Ballot
Shares
   Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND     260203   BNY MELLON    6,430,900    0    11-Jun-2013    11-Jul-2013

 

  GULFPORT ENERGY CORPORATION
  Security   402635304   Meeting Type   Annual
  Ticker Symbol   GPOR   Meeting Date   18-Jul-2013
  ISIN   US4026353049   Agenda   933854639 - Management
  Record Date   23-Apr-2013   Holding Recon Date   23-Apr-2013
  City / Country                                 /  United States   Vote Deadline Date   17-Jul-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  2.   PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 SHARES TO 200,000,000 SHARES.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   000274052   BNY MELLON     158       151,000    02-Jul-2013    02-Jul-2013

 

  SANDS CHINA LTD
  Security   G7800X107   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   26-Jul-2013
  ISIN   KYG7800X1079   Agenda   704628885 - Management
  Record Date   15-Jul-2013   Holding Recon Date   15-Jul-2013
  City / Country   MACAO / Cayman Islands   Vote Deadline Date   12-Jul-2013
  SEDOL(s)   B4Z67Z4 - B5B23W2 - B7YJHL1   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0627/LTN20130627408.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0627/LTN20130627430.pdf   Non-Voting      
  1   To appoint Deloitte Touche Tohmatsu as auditor and to authorize the board of directors to fix their remuneration   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  260203  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  260203   BNY MELLON     670,800       0    28-Jun-2013    22-Jul-2013

 

  JAZZ PHARMACEUTICALS PLC
  Security   G50871105   Meeting Type   Annual
  Ticker Symbol   JAZZ   Meeting Date   01-Aug-2013
  ISIN   IE00B4Q5ZN47   Agenda   933848573 - Management
  Record Date   04-Jun-2013   Holding Recon Date   04-Jun-2013
  City / Country                               /  United States   Vote Deadline Date   31-Jul-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: PAUL L. BERNS   Management   For   For  
  1B   ELECTION OF DIRECTOR: PATRICK G. ENRIGHT   Management   For   For  
  1C   ELECTION OF DIRECTOR: SEAMUS MULLIGAN   Management   For   For  
  1D   ELECTION OF DIRECTOR: NORBERT G. RIEDEL, PH.D   Management   For   For  
  2   TO APPROVE THE APPOINTMENT OF KPMG AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION.   Management   For   For  
  3   TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC ORDINARY SHARES.   Management   For   For  
  4   TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   000274052   BNY MELLON     77,025       0    13-Jun-2013    13-Jun-2013


  FOREST LABORATORIES, INC.  
  Security   345838106   Meeting Type   Annual
  Ticker Symbol   FRX   Meeting Date   15-Aug-2013
  ISIN   US3458381064   Agenda   933856633 - Management
  Record Date   24-Jun-2013   Holding Recon Date   24-Jun-2013
  City / Country                                   /  United States   Vote Deadline Date   14-Aug-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: HOWARD SOLOMON   Management   For   For  
  1B   ELECTION OF DIRECTOR: NESLI BASGOZ, MD   Management   For   For  
  1C   ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN   Management   For   For  
  1D   ELECTION OF DIRECTOR: KENNETH E. GOODMAN   Management   For   For  
  1E   ELECTION OF DIRECTOR: VINCENT J. INTRIERI   Management   For   For  
  1F   ELECTION OF DIRECTOR: PIERRE LEGAULT   Management   For   For  
  1G   ELECTION OF DIRECTOR: GERALD M. LIEBERMAN   Management   For   For  
  1H   ELECTION OF DIRECTOR: LAWRENCE S. OLANOFF, MD   Management   For   For  
  1I   ELECTION OF DIRECTOR: LESTER B. SALANS, MD   Management   For   For  
  1J   ELECTION OF DIRECTOR: BRENTON L. SAUNDERS   Management   For   For  
  1K   ELECTION OF DIRECTOR: PETER J. ZIMETBAUM, MD   Management   For   For  
  2   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3   APPROVAL OF AMENDMENTS TO THE COMPANY’S 2007 EQUITY INCENTIVE PLAN.   Management   For   For  
  4   RATIFICATION OF THE SELECTION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   000274052   BNY MELLON     70,129       0    10-Jul-2013    10-Jul-2013

 

  HEALTH MANAGEMENT ASSOCIATES, INC.  
  Security   421933102   Meeting Type   Contested-Consent
  Ticker Symbol   HMA   Meeting Date   15-Aug-2013
  ISIN   US4219331026   Agenda   933860985 - Opposition
  Record Date   18-Jul-2013   Holding Recon Date   18-Jul-2013
  City / Country                                     / United States   Vote Deadline Date   14-Aug-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  01   THE REPEAL OF ANY AMENDMENT OR MODIFICATION BY THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) OF THE COMPANY’S AMENDED AND RESTATED BYLAWS FILED WITH THE SEC ON DECEMBER 7, 2010 MADE AFTER DECEMBER 7, 2010 AND ON OR PRIOR TO THE EFFECTIVENESS OF THIS CONSENT SOLICITATION.   Management      
  02   THE AMENDMENT OF SECTION 6 OF ARTICLE II THE COMPANY’S AMENDED AND RESTATED BYLAWS AS SET FORTH IN ANNEX II TO THE CONSENT STATEMENT ON SCHEDULE 14A FILED BY GLENVIEW TO EXPRESSLY PROVIDE THAT THE ADVANCE NOTICE AND INFORMATION REQUIREMENTS ASSOCIATED WITH NOMINATIONS OF DIRECTORS TO THE BOARD OF DIRECTORS DO NOT APPLY TO THE ELECTION OF DIRECTORS THROUGH ACTION BY WRITTEN CONSENT OR AT A SPECIAL MEETING.   Management      
  03   THE AMENDMENT OF SECTION 2 OF ARTICLE III OF THE COMPANY’S AMENDED AND RESTATED BYLAWS AS SET FORTH IN ANNEX III TO THE CONSENT STATEMENT ON SCHEDULE 14A FILED BY GLENVIEW TO EXPRESSLY PROVIDE THAT ANY VACANCIES ON THE BOARD MAY BE FILLED BY THE STOCKHOLDERS AND THOSE VACANCIES RESULTING FROM A REMOVAL OF DIRECTORS BY THE STOCKHOLDERS SHALL BE FILLED ONLY BY THE STOCKHOLDERS.   Management      
  4A   THE REMOVAL OF: WILLIAM J. SCHOEN   Management      
  4B   THE REMOVAL OF: GARY D. NEWSOME   Management      
  4C   THE REMOVAL OF: KENT P. DAUTEN   Management      
  4D   THE REMOVAL OF: PASCAL J. GOLDSCHMIDT, M.D.   Management      
  4E   THE REMOVAL OF: DONALD E. KIERNAN   Management      
  4F   THE REMOVAL OF: ROBERT A. KNOX   Management      
  4G   THE REMOVAL OF: VICKI A. O’MEARA   Management      
  4H   THE REMOVAL OF: WILLIAM C. STEERE, JR.   Management      
  4I   THE REMOVAL OF: RANDOLPH W. WESTERFIELD, PH.D   Management      
  4J   THE REMOVAL OF EACH MEMBER OF THE BOARD, IF ANY, APPOINTED TO THE BOARD TO FILL ANY VACANCY OR NEWLY-CREATED DIRECTORSHIP SINCE THE ELECTION OF DIRECTORS AT THE COMPANY’S 2013 ANNUAL MEETING OF STOCKHOLDERS AND IMMEDIATELY PRIOR TO THE EFFECTIVENESS OF PROPOSAL 5.   Management      
  5A   THE ELECTION OF: MARY TAYLOR BEHRENS   Management      
  5B   THE ELECTION OF: STEVEN EPSTEIN   Management      
  5C   THE ELECTION OF: KIRK GORMAN   Management      
  5D   THE ELECTION OF: STEPHEN GUILLARD   Management      
  5E   THE ELECTION OF: JOHN MCCARTY   Management      
  5F   THE ELECTION OF: JOANN REED   Management      
  5G   THE ELECTION OF: STEVEN SHULMAN   Management      
  5H   THE ELECTION OF: PETER URBANOWICZ   Management      
  06   THE SETTING OF THE SIZE OF THE BOARD TO THE NUMBER OF DIRECTORS SITTING ON THE BOARD FOLLOWING THE ACTION PURSUANT TO THIS CONSENT SOLICITATION ON PROPOSALS NO. 4 AND 5 IN ORDER TO ELIMINATE ANY VACANCIES ON THE BOARD, SUBJECT TO FUTURE CHANGE IN ACCORDANCE WITH THE COMPANY’S AMENDED AND RESTATED BYLAWS.   Management      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed 
  000274052  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  000274052   BNY MELLON     88,973       0      


  HEALTH MANAGEMENT ASSOCIATES, INC.
  Security   421933102   Meeting Type   Contested-Consent
  Ticker Symbol   HMA   Meeting Date   15-Aug-2013
  ISIN   US4219331026   Agenda   933861367 - Management
  Record Date   18-Jul-2013   Holding Recon Date   18-Jul-2013
  City / Country                                   / United States   Vote Deadline Date   14-Aug-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  01   PROPOSAL MADE BY GLENVIEW TO REPEAL ANY AMENDMENT OR MODIFICATION BY THE COMPANY’S BOARD OF DIRECTORS (THE “BOARD”) OF THE AMENDED AND RESTATED BYLAWS OF THE COMPANY (THE “BYLAWS”) FILED WITH THE SECURITIES AND EXCHANGE COMMISSION DATED ON DECEMBER 7, 2010 (SUCH BYLAWS, THE “CURRENT BYLAWS”) MADE AFTER DECEMBER 7, 2010 AND ON OR PRIOR TO THE EFFECTIVENESS OF THE GLENVIEW CONSENT SOLICITATION.   Management   Abstain   Against  
  02   PROPOSAL MADE BY GLENVIEW TO AMEND SECTION 6 OF ARTICLE II OF THE BYLAWS AS SET FORTH IN ANNEX II TO THE GLENVIEW CONSENT SOLICITATION TO EXPRESSLY PROVIDE THAT THE ADVANCE NOTICE AND INFORMATION REQUIREMENTS ASSOCIATED WITH NOMINATIONS OF DIRECTORS TO THE BOARD ONLY APPLY TO NOMINATIONS OF DIRECTORS FOR ELECTION AT AN ANNUAL MEETING, AND, AS SUCH, NOT IN CONNECTION WITH THE ELECTION OF DIRECTORS THROUGH ACTION BY WRITTEN CONSENT OR AT A SPECIAL MEEETING.   Management   Abstain   Against  
  03   PROPOSAL MADE BY GLENVIEW TO AMEND SECTION 2 OF ARTICLE III OF THE BYLAWS AS SET FORTH IN ANNEX III TO THE GLENVIEW CONSENT SOLICITATION TO EXPRESSLY PROVIDE THAT ANY VACANCIES ON THE BOARD MAY BE FILLED BY THE STOCKHOLDERS AND THOSE VACANCIES RESULTING FROM A REMOVAL OF DIRECTORS BY THE STOCKHOLDERS SHALL BE FILLED ONLY BY THE STOCKHOLDERS.   Management   Abstain   Against  
  4A   THE REMOVAL OF: WILLIAM J. SCHOEN “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4B   THE REMOVAL OF: GARY D. NEWSOME “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4C   THE REMOVAL OF: KENT P. DAUTEN “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4D   THE REMOVAL OF: PASCAL J. GOLDSCHMIDT, M.D. “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4E   THE REMOVAL OF: DONALD E. KIERNAN “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4F   THE REMOVAL OF: ROBERT A. KNOX “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4G   THE REMOVAL OF: VICKI A. O’MEARA “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4H   THE REMOVAL OF: WILLIAM C. STEERE, JR. “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4I   THE REMOVAL OF: RANDOLPH W. WESTERFIELD, PH.D “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  4J   THE REMOVAL OF EACH MEMBER OF THE BOARD, IF ANY, APPOINTED TO THE BOARD TO FILL ANY VACANCY OR NEWLY-CREATED DIRECTORSHIP SINCE THE ELECTION OF DIRECTORS AT THE COMPANY’S 2013 ANNUAL MEETING OF STOCKHOLDERS AND IMMEDIATELY PRIOR TO THE EFFECTIVENESS OF PROPOSAL 5.   Management   Abstain   Against  
  5A   THE ELECTION OF: MARY TAYLOR BEHRENS “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5B   THE ELECTION OF: STEVEN EPSTEIN “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5C   THE ELECTION OF: KIRK GORMAN “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5D   THE ELECTION OF: STEPHEN GUILLARD “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5E   THE ELECTION OF: JOHN MCCARTY “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5F   THE ELECTION OF: JOANN REED “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5G   THE ELECTION OF: STEVEN SHULMAN “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  5H   THE ELECTION OF: PETER URBANOWICZ “YES, REVOKE MY CONSENT = FOR; NO, DO NOT REVOKE MY CONSENT = ABSTAIN.”   Management   Abstain   Against  
  06   PROPOSAL MADE BY GLENVIEW TO SET THE SIZE OF THE BOARD TO THE NUMBER OF DIRECTORS SITTING ON THE BOARD FOLLOWING THE ACTION PURSUANT TO THE GLENVIEW CONSENT SOLICITATION ON PROPOSALS NO. 4 AND 5 IN ORDER TO ELIMINATE ANY VACANCIES ON THE BOARD, SUBJECT TO FUTURE CHANGE IN ACCORDANCE WITH THE BYLAW.   Management   Abstain   Against  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   000274052   BNY MELLON     88,973       0    14-Aug-2013    14-Aug-2013

 

  BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO
  Security   P1668A101   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   21-Aug-2013
  ISIN   BRBHGRACNOR9   Agenda   704679793 - Management
  Record Date     Holding Recon Date   19-Aug-2013
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   13-Aug-2013
  SEDOL(s)   B23CS02   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  1   To examine, discuss and vote regarding the change of the company stock option plan and its restatement, in accordance with a proposal from the management of the company   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
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Vote

Date

   Date
Confirmed 
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   284064   BNY MELLON     354,877       0    08-Aug-2013    08-Aug-2013

 

  VIASAT, INC.
  Security   92552V100   Meeting Type   Annual
  Ticker Symbol   VSAT   Meeting Date   18-Sep-2013
  ISIN   US92552V1008   Agenda   933862446 - Management
  Record Date   22-Jul-2013   Holding Recon Date   22-Jul-2013
  City / Country                                 /  United States   Vote Deadline Date   17-Sep-2013
  SEDOL(s)     Quick Code  

 

   

Item

  Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR Management        
   

1  ROBERT BOWMAN

    For   For  
   

2   B. ALLEN LAY

    For   For  
   

3  DR. JEFFREY NASH

    For   For  
  2.   RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3.   ADVISORY VOTE ON EXECUTIVE COMPENSATION   Management   For   For  
  4.   APPROVAL OF AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  000274052   BNY MELLON     151,939       0    31-Jul-2013    31-Jul-2013

 

  GOLAR LNG LIMITED
  Security   G9456A100   Meeting Type   Annual
  Ticker Symbol   GLNG   Meeting Date   20-Sep-2013
  ISIN   BMG9456A1009   Agenda   933864488 - Management
  Record Date   19-Jul-2013   Holding Recon Date   19-Jul-2013
  City / Country                                   / Bermuda   Vote Deadline Date   19-Sep-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1   TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  2   TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  3   TO RE-ELECT HANS PETTER AAS AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  4   TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  5   TO RE-ELECT GEORGINA E. SOUSA AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  6   TO AMEND THE COMPANY’S BYE-LAWS NOS. 54(A), 86, 90(B), 100, 101, 102, 103(A), 107 AND 108.   Management   For   For  
  7   PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS OF LONDON, ENGLAND AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION.   Management   For   For  
  8   PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY’S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$600,000 FOR THE YEAR ENDED DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
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Vote

Date

   Date
Confirmed
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   000274052   BNY MELLON     71,426       0    10-Aug-2013    10-Aug-2013

 

  DON QUIJOTE CO.,LTD.
  Security   J1235L108   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   26-Sep-2013
  ISIN   JP3639650005   Agenda   704723510 - Management
  Record Date   30-Jun-2013   Holding Recon Date   30-Jun-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   10-Sep-2013
  SEDOL(s)   5767753 - 6269861 - B021NZ6   Quick Code   75320

 

    Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting    
  1   Approve Appropriation of Surplus   Management   For   For  
  2   Appoint a Corporate Auditor   Management   For   For  
  3   Approve Provision of Retirement Allowance for Retiring Corporate Auditors   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  260203   BNY MELLON     65,300       0    10-Sep-2013    10-Sep-2013

 

  DONGFENG MOTOR GROUP COMPANY LTD
  Security   Y21042109   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   10-Oct-2013
  ISIN   CNE100000312   Agenda   704705827 - Management
  Record Date   09-Sep-2013   Holding Recon Date   09-Sep-2013
  City / Country   HUBEI / China   Vote Deadline Date   27-Sep-2013
  SEDOL(s)   B0PH5N3 - B0TBB66 - B0XZY65   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0827/LTN20130827360.pdf,- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0827/LTN20130827465.pdf-AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0906/LTN20130906352.-pdf   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  1.a.i   To elect the fourth session of the Executive Director: Xu Ping   Management   For   For  
  1a.ii   To elect the fourth session of the Executive Director: Zhu Fushou   Management   For   For  
  1aiii   To elect the fourth session of the Executive Director: Li Shaozhu   Management   For   For  
  1.b.i   To elect the fourth session of the Non-executive Director: Tong Dongcheng   Management   For   For  
  1b.ii   To elect the fourth session of the Non-executive Director: Ouyang Jie   Management   For   For  
  1biii   To elect the fourth session of the Non-executive Director: Liu Weidong   Management   For   For  
  1b.iv   To elect the fourth session of the Non-executive Director: Zhou Qiang   Management   For   For  
  1.c.i   To elect the fourth session of the Independent Non-executive Director: Ma Zhigeng   Management   For   For  
  1c.ii   To elect the fourth session of the Independent Non-executive Director: Zhang Xiaotie   Management   For   For  
  1ciii   To elect the fourth session of the Independent Non-executive Director: Cao Xinghe   Management   For   For  


  1c.iv   To elect the fourth session of the Independent Non-executive Director: Chen Yunfei   Management   For   For  
  1.d.i   To elect the fourth session of the Supervisor: Ma Liangjie   Management   For   For  
  1.dii   To elect the fourth session of the Supervisor: Feng Guo   Management   For   For  
  1diii   To elect the fourth session of the Supervisor: Zhao Jun   Management   For   For  
  1d.iv   To elect the fourth session of the Supervisor: Ren Yong   Management   For   For  
  2   To consider and approve the amendments to the Articles of Association of the Company: Articles 28, 94, 99, 124 and 125   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TIME FROM 9:00 AM-TO 2:00 PM AND RECEIPT OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT IN YOUR VO-TES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIG-INAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   260203   BANK OF NEW YORK MELLON     2,062,000       0    28-Aug-2013    04-Oct-2013

 

  NXP SEMICONDUCTOR NV
  Security   N6596X109   Meeting Type   Special
  Ticker Symbol   NXPI   Meeting Date   10-Oct-2013
  ISIN   NL0009538784   Agenda   933884911 - Management
  Record Date   12-Sep-2013   Holding Recon Date   12-Sep-2013
  City / Country                                 / United States   Vote Deadline Date   07-Oct-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   PROPOSAL TO APPOINT MRS. DR. M. HELMES AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM 10 OCTOBER, 2013.   Management   For   For  
  1B.   PROPOSAL TO APPOINT MRS. J. SOUTHERN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM 10 OCTOBER, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052  

CLOUGH GLOBAL

OPPORTUNITIES FUND

  000274052   BNY MELLON     121,086       0    05-Oct-2013    05-Oct-2013

 

  NOBLE CORPORATION
  Security   H5833N103   Meeting Type   Special
  Ticker Symbol   NE   Meeting Date   11-Oct-2013
  ISIN   CH0033347318   Agenda   933877295 - Management
  Record Date   28-Aug-2013   Holding Recon Date   28-Aug-2013
  City / Country                                   / Switzerland   Vote Deadline Date   10-Oct-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
 

01

  APPROVAL OF THE MERGER AGREEMENT, A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   000274052   BNY MELLON     79,885       0    11-Sep-2013    11-Sep-2013

 

  GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE
  Security   P49501201   Meeting Type   Ordinary General Meeting
  Ticker Symbol     Meeting Date   14-Oct-2013
  ISIN   MXP370711014   Agenda   704746037 - Management
  Record Date   01-Oct-2013   Holding Recon Date   01-Oct-2013
  City / Country   NUEVO LEON / Mexico   Vote Deadline Date   01-Oct-2013
  SEDOL(s)   2421041 - B01DHK6 - B2Q3MD3 - B57YQ34 - B59G4P6   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  I   Discussion and, if deemed appropriate, approval of a proposal to pay a cash dividend in the amount of MXN 0.7852 per share   Management   For   For  
  II   Report from the board of directors of the company regarding the number of shares actually subscribed for and paid in through the primary public offering of shares representative of the capital of the company and of the consequent share capital increase paid in to the company, which capital increase paid in to the company, which was approved at an extraordinary general meeting of shareholders that was held on July 3, 2013   Management   For   For  
  III   Report from the outside auditor regarding the tax situation of the company   Management   For   For  
  IV   Designation of a delegate or delegates to formalize and carry out, if deemed appropriate, the resolutions passed by the general meeting   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed 
  260203  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  260203   BANK OF NEW YORK MELLON     447,444       0    26-Sep-2013    10-Oct-2013

 

  SINOPHARM GROUP CO LTD
  Security   Y8008N107   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   18-Oct-2013
  ISIN   CNE100000FN7   Agenda   704718343 - Management
  Record Date   17-Sep-2013   Holding Recon Date   17-Sep-2013
  City / Country   SHANGHA I / China   Vote Deadline Date   08-Oct-2013
  SEDOL(s)   B3ZVDV0 - B4M8B73 - B5NVZ21   Quick Code  


    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0902/LTN201309021071.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0902/LTN201309021023.pdf   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  1   To consider and, if thought fit, to approve the appointment of Mr. Wang Fucheng as a non- executive director of the Second Session of the Board of Directors of the Company (the “Board”), to authorize the Board to fix the remuneration, and to authorize the chairman of the Board or the executive director of the Company to enter into the service contract or such other documents or supplemental agreements or deeds with him   Management   For   For  
  2   To consider and, if thought fit, to approve the appointment of Mr. Li Dongjiu as a non-executive director of the Second Session of the Board, to authorize the Board to fix the remuneration, and to authorize the chairman of the Board or the executive director of the Company to enter into the service contract or such other documents or supplemental agreements or deeds with him   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  260203   BANK OF NEW YORK MELLON     1,186,400       0    04-Sep-2013    15-Oct-2013

 

  PERRIGO COMPANY
  Security   714290103   Meeting Type   Special
  Ticker Symbol   PRGO   Meeting Date   18-Nov-2013
  ISIN   US7142901039   Agenda   933888729 - Management
  Record Date   15-Oct-2013   Holding Recon Date   15-Oct-2013
  City / Country                                     / United States   Vote Deadline Date   15-Nov-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1.   ADOPTING THE TRANSACTION AGREEMENT, DATED JULY 28, 2013, BETWEEN AND AMONG ELAN CORPORATION, PLC (“ELAN”), PERRIGO COMPANY (“PERRIGO”), LEOPARD COMPANY, HABSONT LIMITED AND PERRIGO COMPANY LIMITED (F/K/A BLISFONT LIMITED) (“NEW PERRIGO”) (THE ‘‘TRANSACTION AGREEMENT”) AND APPROVING THE MERGER.   Management   For   For  
  2.   APPROVING THE CREATION OF DISTRIBUTABLE RESERVES, BY REDUCING SOME OR ALL OF THE SHARE PREMIUM OF NEW PERRIGO RESULTING FROM THE ISSUANCE OF NEW PERRIGO ORDINARY SHARES PURSUANT TO THE SCHEME OF ARRANGEMENT BY WHICH NEW PERRIGO WILL ACQUIRE ELAN.   Management   For   For  
  3.   CONSIDERING AND, ON A NON-BINDING ADVISORY BASIS, VOTING UPON SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN PERRIGO AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT.   Management   For   For  
  4.   RE-APPROVING THE PERFORMANCE GOALS INCLUDED IN THE PERRIGO COMPANY ANNUAL INCENTIVE PLAN.   Management   For   For  
  5.   APPROVING THE AMENDMENT AND RESTATEMENT OF THE PERRIGO COMPANY 2008 LONG TERM INCENTIVE PLAN.   Management   For   For  
  6.   APPROVING ANY MOTION TO ADJOURN THE PERRIGO SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274052  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  000274052   BNY MELLON     60,300       0    19-Oct-2013    19-Oct-2013

 

  ING GROEP NV, AMSTERDAM
  Security   N4578E413   Meeting Type   Ordinary General Meeting
  Ticker Symbol     Meeting Date   27-Nov-2013
  ISIN   NL0000303600   Agenda   704785368 - Management
  Record Date   30-Oct-2013   Holding Recon Date   30-Oct-2013
  City / Country   AMSTERD AM / Netherlands   Vote Deadline Date   13-Nov-2013
  SEDOL(s)   7154160 - 7154182 - 7154245 - 7154740 - 7159176 - B01DKN0 - B1G0HC1 - B4MQGQ1 - B92MX41   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS-TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST AN ENTRANCE CARD. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THIS IS MEETING ATTENDANCE ONLY. PLEASE CONTACT YOUR-CUSTOMER SERVICE REPRESENTATIVE TO REQUEST MEETING ATTENDANCE.   Non-Voting      
  1   Opening   Non-Voting      
  2   Report on activities of Stichting ING Aandelen   Non-Voting      
  3   Questions and closing   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  260203  

BANK OF

NEW YORK

MELLON

    277,295       0      

 

  DON QUIJOTE CO.,LTD.
  Security   J1235L108   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   29-Nov-2013
  ISIN   JP3639650005   Agenda   704843398 - Management
  Record Date   30-Sep-2013   Holding Recon Date   30-Sep-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   13-Nov-2013
  SEDOL(s)   5767753 - 6269861 - B021NZ6   Quick Code   75320

 

    Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve the Absorption-type Company Split Agreement   Management   For   For  
  2   Amend Articles to: Change Official Company Name to Don Quijote Holdings Co., Ltd., Expand Business Lines   Management   For   For  
  3   Appoint a Director   Management   For   For  
  4   Appoint a Corporate Auditor   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203  

CLOUGH GLOBAL OPPORTUNITIES

FUND

  260203   BANK OF NEW YORK MELLON     65,300       0    14-Nov-2013    14-Nov-2013


  CITIC SECURITIES CO LTD
  Security   Y1639N117   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   29-Nov-2013
  ISIN   CNE1000016V2   Agenda   704844314 - Management
  Record Date   30-Oct-2013   Holding Recon Date   30-Oct-2013
  City / Country   BEIJING / China   Vote Deadline Date   20-Nov-2013
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 246765 DUE TO CHANGE IN SE-QUENCE OF ALL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1111/LTN-20131111305.pdf   Non-Voting      
  S.1   To consider and approve, subject to the required approval or endorsement from or registration with the relevant regulatory authorities in the PRC, the proposed amendments to the Articles of Association (details of which are set out in the section headed “Proposed Amendments to the Articles of Association” in the letter from the Board contained in the Circular)   Management   For   For  
  S.2   To consider and approve that the Board or a committee as authorized by the Board to be formed by the chairman, general manager and persons in charge of finance be granted, from 20 June 2014 to 19 June 2019, an unconditional general mandate to determine the terms and plan (including but not limited to the specific scale, maturity period, interest rate, guarantee, means of issue, time of issue, use of proceeds raised, etc.) for each issue of commercial papers of the Company according to the market condition, funding status of the Company and other actual conditions, subject to the issuance size approved by the regulatory authorities; to oversee the issue and repayment status, etc. of the commercial papers issued   Management   For   For  
  O.1   To consider and approve the terms of the Securities and Financial Products Transactions and Services Framework Agreement, the execution thereof and implementation of the terms thereof including the mutual provision of Securities and Financial Services (including the proposed caps thereof for the three financial years ending 31 December 2016)   Management   For   For  
  O.2   To consider and approve the Proposed Transfer, the establishment of the Private Fund and the launching of designated innovative financial business; and that upon completion of the Proposed Transfer, the Company be authorized to enter into lease contract(s) with the transferee of the Proposed Transfer or its designated entity(ies) to lease the office premises of the Company situated at Beijing CITICS Tower and Shenzhen CITICS Tower at the then prevailing market rates   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203  

CLOUGH GLOBAL

OPPORTUNITIES FUND

  260203   BANK OF NEW YORK MELLON     1,450,500       0    14-Nov-2013    26-Nov-2013

 

  GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE
  Security   P49501201   Meeting Type   Ordinary General Meeting
  Ticker Symbol     Meeting Date   20-Dec-2013
  ISIN   MXP370711014   Agenda   704881780 - Management
  Record Date   06-Dec-2013   Holding Recon Date   06-Dec-2013
  City / Country   NUEVO LEON / Mexico   Vote Deadline Date   11-Dec-2013
  SEDOL(s)   2421041 - B01DHK6 - B2Q3MD3 - B57YQ34 - B59G4P6   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  I   Discussion and, if deemed appropriate, approval of a proposal to amend the first resolution passed at the annual general meeting of shareholders that was held on October 14, 2013, for the purpose of anticipating the payments of the dividends scheduled to be settled on January 23, 2014, and April 23, 2014, in the amount of MXN 0.1963 per share, each, to no later than December 31, 2013   Management   For   For  
  II   Designation of a delegate or delegates to formalize and carry out, if deemed appropriate, the resolutions that are passed by the general meeting   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203  

CLOUGH GLOBAL

OPPORTUNITIES FUND

  260203   BANK OF NEW YORK MELLON     447,444       0    06-Dec-2013    18-Dec-2013

 

  FLAMEL TECHNOLOGIES S.A.
  Security   338488109   Meeting Type   Annual
  Ticker Symbol   FLML   Meeting Date   24-Jun-2014
  ISIN   US3384881096   Agenda   934033109 - Management
  Record Date   15-May-2014   Holding Recon Date   15-May-2014
  City / Country                                   / United States   Vote Deadline Date   13-Jun-2014
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  O1   APPROVAL OF STATUTORY ACCOUNTS FOR YEAR ENDED DECEMBER 31, 2013.   Management   For   For  
  O2   ALLOCATION OF RESULTS.   Management   For   For  
  O3   RENEWAL OF MR. ANDERSON AS DIRECTOR.   Management   For   For  
  O4   RENEWAL OF MR. CERUTTI AS DIRECTOR.   Management   For   For  
  O5   RENEWAL OF MR. FILDES AS DIRECTOR.   Management   For   For  
  O6   RENEWAL OF AMBASSADOR STAPLETON AS DIRECTOR.   Management   For   For  
  O7   APPOINTMENT OF MR. NAVARRE AS NEW DIRECTOR.   Management   For   For  
  O8   APPOINTMENT OF MR. VAN ASSCHE AS NEW DIRECTOR.   Management   For   For  
  O9   RENEWAL OF THE PERMANENT AND DEPUTY STATUTORY AUDITORS.   Management   For   For  
  O10   ANNUAL AMOUNT OF DIRECTORS’ ATTENDANCE FEES (JETONS DE PRESENCE).   Management   For   For  
  O11   APPROVAL OF AGREEMENTS REFERRED TO IN ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE.   Management   For   For  
  E12   AUTHORIZATION TO ALLOCATE A MAXIMUM NUMBER OF 250,000 FREE SHARES FOR THE BENEFIT OF THE EMPLOYEES OF THE GROUP AS WELL AS TO CORPORATE OFFICERS OF THE COMPANY, WHICH IMPLIES WAIVING OF PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS IN FAVOR OF THE BENEFICIARIES OF THE SAID SHARES.   Management   For   For  
  E13   AUTHORIZATION TO ALLOCATE A MAXIMUM NUMBER OF 1,700,000 STOCK OPTIONS FOR THE BENEFIT OF THE EMPLOYEES OF THE GROUP AS WELL AS TO CORPORATE OFFICERS OF THE COMPANY, WHICH IMPLIES WAIVING OF PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS ON SHARES ISSUED UPON EXERCISE OF SUCH OPTIONS.   Management   For   For  
  E14   AUTHORIZATION TO ISSUE A MAXIMUM NUMBER OF 300,000 STOCK WARRANTS RESERVED FOR A CATEGORY OF PERSONS DEFINED BY THE FIFTEENTH RESOLUTION, WHICH IMPLIES WAIVING OF PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS ON SHARES ISSUED UPON EXERCISE OF SUCH WARRANTS.   Management   For   For  
  E15   CANCELLATION OF THE PREFERENTIAL RIGHT OF SUBSCRIPTION ATTRIBUTED TO THE SHAREHOLDERS WITH RESPECT TO THE CAPITAL INCREASE SET FORTH IN THE FOURTEENTH RESOLUTION TO THE BENEFIT OF A CATEGORY OF PERSONS CONSISTING OF THE COMPANY’S DIRECTORS WHO ARE NEITHER AUTHORIZED AGENTS NOR EMPLOYEES OF THE COMPANY, BUT INCLUDING THE CHAIRMAN OF THE BOARD OF DIRECTORS.   Management   For   For  
  E16   AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING OF SHARES RESERVED FOR THE MEMBERS OF A COMPANY SAVINGS PLAN ESTABLISHED IN APPLICATION OF ARTICLES L.3332-18 ET SEQ. OF THE FRENCH LABOR CODE.   Shareholder   Against   For  
  E17   CANCELLATION OF THE PREFERENTIAL RIGHT OF SUBSCRIPTION ATTRIBUTED TO THE SHAREHOLDERS WITH RESPECT TO THE CAPITAL INCREASE SET FORTH IN THE SIXTEENTH RESOLUTION TO THE BENEFIT OF A CATEGORY OF PERSONS CONSISTING OF EMPLOYEES OF THE COMPANY.   Shareholder   Against   For  
  E18   AMENDMENT OF THE COMPANY’S BYLAWS.   Management   For   For  
  E19   POWERS FOR FORMALITIES.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  997AL53   GLO MS PLEDGE   997AL53   STATE STREET BANK & TRUST CO     266,972       0    28-May-2014    28-May-2014

 

  INTEROIL CORPORATION
  Security   460951106   Meeting Type   Annual
  Ticker Symbol   IOC   Meeting Date   24-Jun-2014
  ISIN   CA4609511064   Agenda   934035090 - Management
  Record Date   06-May-2014   Holding Recon Date   06-May-2014
  City / Country                                   / United States   Vote Deadline Date   19-Jun-2014
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  01   DIRECTOR   Management      
   

1  GAYLEN J. BYKER

    For   For  
   

2  SAMUEL L. DELCAMP

    For   For  
   

3  MICHAEL HESSION

    For   For  
   

4  WILSON L. KAMIT

    For   For  
   

5  ROGER LEWIS

    For   For  
   

6  RABBIE L. NAMALIU

    For   For  
   

7  FORD NICHOLSON

    For   For  
  02   APPOINTMENT OF PRICEWATERHOUSECOOPERS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  997AL49   GLO BNP PLEDGE   997AL49   STATE STREET BANK & TRUST CO     294       141,400    30-May-2014    30-May-2014

 

  HEALTHWAYS, INC.
  Security   422245100   Meeting Type   Contested-Annual
  Ticker Symbol   HWAY   Meeting Date   24-Jun-2014
  ISIN   US4222451001   Agenda   934043023 - Management
  Record Date   05-May-2014   Holding Recon Date   05-May-2014
  City / Country                                   / United States   Vote Deadline Date   23-Jun-2014
  SEDOL(s)     Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1    BRADLEY S. KARRO     For   For  
    2   PAUL H. KECKLEY, PH.D.     For   For  
    3   CONAN J. LAUGHLIN     For   For  
    4   KEVIN G. WILLS     For   For  
  2.   TO CONSIDER AND ACT UPON A NON- BINDING, ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.   Management   For   For  
  3.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.   Management   For   For  
  4.   TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE A NEW 2014 STOCK INCENTIVE PLAN.   Management   For   For  
  5.   TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED BYLAWS, AS AMENDED, TO IMPLEMENT MAJORITY VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS.   Management   For   For  

 

    Account
Number
  Account
Name
  Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  997AL29   GLO   997AL29   STATE STREET BANK & TRUST CO     483,963       0    13-Jun-2014    13-Jun-2014


Vote Summary

 

  ING GROEP NV, AMSTERDAM
  Security   N4578E413   Meeting Type   Ordinary General Meeting
  Ticker Symbol     Meeting Date   27-Nov-2013
  ISIN   NL0000303600   Agenda   704785368 - Management
  Record Date   30-Oct-2013   Holding Recon Date   30-Oct-2013
  City / Country   AMSTERD AM / Netherlands   Vote Deadline Date   13-Nov-2013
  SEDOL(s)   7154160 - 7154182 - 7154245 - 7154740 - 7159176 - B01DKN0 - B1G0HC1 - B4MQGQ1 - B92MX41   Quick Code  

 

    Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS-TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST AN ENTRANCE CARD. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THIS IS MEETING ATTENDANCE ONLY. PLEASE CONTACT YOUR-CUSTOMER SERVICE REPRESENTATIVE TO REQUEST MEETING ATTENDANCE.   Non-Voting      
  1   Opening   Non-Voting      
  2   Report on activities of Stichting ING Aandelen   Non-Voting      
  3   Questions and closing   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203  

CLOUGH GLOBAL

OPPORTUNITIES FUND

  260203   BANK OF NEW YORK MELLON     277,295       0      
  260227  

CLOUGH GLOBAL

ALLOCATION FUND

  260227   BANK OF NEW YORK MELLON     65,589       0      
  260282  

CLOUGH GLOBAL

EQUITY FUND

  260282   BANK OF NEW YORK MELLON     108,269       0      


SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Clough Global Opportunities Fund
By:  

/s/ Edmund J. Burke

  Edmund J. Burke
  President
Date:   August 26, 2014

 

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