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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of December 2014

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from November 1, 2014 to November 30, 2014

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		NOMURA HOLDINGS, INC.
Date: December 12, 2014		By:		/s/ Hajime Ikeda
				Hajime Ikeda
				Managing Director

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[Translation of Share Buyback Report for the reporting month from November 1, 2014 to November 30, 2014

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December 12, 2014]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

		as of November 30, 2014
		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (October 28, 2014)					40,000,000				28,000,000,000
(Period of repurchase: from November 13, 2014 to January 16, 2015)
Repurchases during this reporting month (Date of repurchase)		(Date)			—				—
Total		—			0				0
Aggregate shares repurchased as of the end of this reporting month					0				0
Progress of share repurchase (%)					0.0				0.0

 

2.	Status of disposition

 

		as of November 30, 2014
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date)
		Nov 6			69				43,911
Subtotal		—			69				43,911
Other (exercise of stock acquisition rights)		(Date)
		Nov 4			1,027,500				3,392,500
		Nov 5			294,600				1,486,600
		Nov 6			246,600				1,192,600
		Nov 7			589,900				1,956,900
		Nov 10			419,400				1,365,400
		Nov 11			236,200				709,200
		Nov 12			94,800				2,407,800
		Nov 13			288,200				4,091,200
		Nov 14			42,100				9,727,100
		Nov 17			210,000				27,235,200
		Nov 18			52,000				15,933,000
		Nov 19			116,800				16,453,800
		Nov 20			68,100				13,138,100
		Nov 21			238,700				9,019,700
		Nov 25			30,800				5,609,800
		Nov 26			37,800				7,050,800
		Nov 27			253,600				13,846,600
		Nov 28			1,557,900				2,151,900
Subtotal		—			5,805,000				136,768,200
Total		—			5,805,069				136,812,111

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3.	Status of shares held in treasury

 

		As of November 30, 2014
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			173,372,825