UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 001-5805
JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
383 Madison Avenue, New York, New York 10179, (212) 270-6000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Warrants, each to purchase one share of Common Stock
(Title of each class of securities covered by this Form)
Common stock, par value of $1.00 per share
Depositary Shares, each representing a one-four hundredth interest in a share of
5.45% Non-Cumulative Preferred Stock, Series P
Depositary Shares, each representing a one-four hundredth interest in a share of
6.30% Non-Cumulative Preferred Stock, Series W
Depositary Shares, each representing a one-four hundredth interest in a share of
6.125% Non-Cumulative Preferred Stock, Series Y
Depositary Shares, each representing a one-four hundredth interest in a share of
6.10% Non-Cumulative Preferred Stock, Series AA
Depositary Shares, each representing a one-four hundredth interest in a share of
6.15% Non-Cumulative Preferred Stock, Series BB
Depositary Shares, each representing a one-four hundredth interest in a share of
5.75% Non-Cumulative Preferred Stock, Series DD
Depositary Shares, each representing a one-four hundredth interest in a share of
6.00% Non-Cumulative Preferred Stock, Series EE
Alerian MLP Index ETNs due May 24, 2024
Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC
Guarantee of Cushing 30 MLP Index ETNs due June 15, 2037 of JPMorgan Chase Financial Company LLC
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☒ | |
| Rule 12g-4(a)(2) | ☐ | |
| Rule 12h-3(b)(1)(i) | ☒ | |
| Rule 12h-3(b)(1)(ii) | ☐ | |
| Rule 15d-6 | ☐ |
Approximate number of holders of record as of the certification or notice date: None
Pursuant to the requirements of the Securities Exchange Act of 1934, JPMorgan Chase & Co. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Date: | March 5, 2019 |
By: | /s/ Jordan A. Costa | |||||||||||||
| Jordan A. Costa, Managing Director |