UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smart Hydrogen Inc 4 UNIVERSITY ROAD SUITE 405 CAMBRIDGE, MA 02138 |
 |  X |  |  |
MMC NORLISK NICKEL 22 VOZNESENSKY PEREULOK MOSCOW, RUSSIAÂ 125009 |
 |  X |  |  |
Clayburn Development Inc. PASEA ESTATE ROAD TOWN, TORTOLA BRITISH VIRGIN ISLANDSÂ |
 |  X |  |  |
Branton LTD KINGS COURT, 1ST FLOOR BAY STREET, P.O. BOX N-3944 NASSAU, BAHAMASÂ |
 |  X |  |  |
PROKHOROV MIKHAIL D 22 VOZNESENSKY PEREULOK MOSCOW, RUSSIAÂ 125009 |
 |  X |  |  |
POTANIN VLADIMIR O 9 BOLSHAYA YAKIMANKA STREET MOSCOW, RUSSIAÂ 119180 |
 |  X |  |  |
/s/ Sergey Polikarpov, Director of Smart Hydrogen Inc. | 04/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ Mikhail D. Prokhorov, CEO and Chairman of the Management Board of MMC Norilsk Nickel | 04/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ Sergey Gorskiy, Attorney-in-Fact for Clayburn Development Inc. | 04/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ Maria Lambrianidou, Director of Branton Limited | 04/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ Mikhail D. Prokhorov | 04/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ Vladimir O. Potanin | 04/20/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares reported above are held directly by Smart Hydrogen Inc. ("Smart Hydrogen"), which is jointly owned and controlled by Clayburn Development Inc. ("Clayburn") and Branton Limited ("Branton"). Branton and Clayburn share investment control and controlling shareholder status over Smart Hydrogen and, as such, are indirect beneficial owners of the reported shares of common stock. Clayburn is a wholly-owned subsidiary of MMC Norilsk Nickel ("Norilsk"). Therefore, Norilsk is an indirect beneficial owner of the reported shares of common stock. Mikhail D. Prokhorov and Vladimir O. Potanin share investment control and controlling shareholder status over Branton and Norilsk and, as such, are indirect beneficial owners of the reported shares of common stock. |
 Remarks: This filing is being made to correct the CIK code used for MCC Norilsk Nickel in the original filing and the mailing address for Smart Hydrogen Inc. |