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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 19.25 | 02/16/2010 | M | 28,125 | (4) | 04/04/2014 | Common Stock | 28,125 | $ 34.6488 | 0 | D | ||||
Stock Options | $ 26.73 | 02/16/2010 | M | 47,311 | (4) | 03/28/2015 | Common Stock | 47,311 | $ 34.6488 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GEIGER JULIAN C/O AEROPOSTALE, INC. 112 W34TH STREET NEW YORK, NY 10120 |
X |
/s/ Joseph Pachella as attorney-in-fact for Julian R. Geiger. | 02/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a previous election by the Reporting Person, this sale of Common Stock was made for the purpose of satisfying the Reporting Person's tax liability relating to the Feburary 12, 2010 vesting of restricted shares of the issuer's Common Stock. |
(2) | These are restricted shares of common stock that vest 100% in one year from the grant date of February 12, 2010. Additional shares may be granted, up to two times the initital 20,000 shares, based upon company performance. |
(3) | Included in these shares are 20,000 restricted shares of common stock that vest on February 12, 2011. |
(4) | These shares became fully vested upon the Reporting Person's retirement effective February 12, 2010. |