UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Azad David C/O GALEN PARTNERS 680 WASHINGTON BLVD STAMFORD, CT 06901 |
 X |  |  |  |
/s/ David Azad | 08/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form reports holdings immediately before Mr. Azad became a Director on July 28, 2011. |
(2) | Mr. Azad is a Managing Director of Galen Partners. Partners of Galen Partners exercise voting, investment and dispositive conrol of (i) Issuer's 391,294 shares held by Galen Partners III, L.P., Galen Partners International III, L.P. and Galen Employee Fund III, L.P. (collectively, "Galen") and (ii) Galen's 39.3% interest in GCE Holdings LLC which owns 32,778,475 shares and warrants to purchase an additional 1,786,481 shares exercisable at $3.40 per share, of Issuer's Common Stock. Mr. Azad disclaims beneficial ownershhip of the foregoing securities, except to the extent of his pecuniary interest therein. |