1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
09/15/2020 |
Common Stock
|
109,769
|
$
0.95
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
07/13/2021 |
Common Stock
|
43,170
|
$
2.09
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
07/13/2021 |
Common Stock
|
25,500
|
$
2.09
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
06/04/2022 |
Common Stock
|
26,361
|
$
2.09
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
01/16/2023 |
Common Stock
|
165,047
|
$
5.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
04/29/2023 |
Common Stock
|
527
|
$
8.16
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option vests in 48 equal monthly installments, commencing on March 8, 2010. |
(2) |
This option vests at a rate of twenty-five percent (25%) on April 15, 2012 and in 36 equal monthly installments thereafter. |
(3) |
This option vests as follows: (i) 12,750 shares vest at a rate of twenty-five percent (25%) on April 15, 2012 and in 36 equal monthly installments thereafter; and (ii) 12,750 shares vest at a rate of twenty-five percent (25%) on May 1, 2013 and in 36 equal monthly installments thereafter. |
(4) |
This option vests at a rate of twenty-five percent (25%) on May 1, 2013 and in 36 equal monthly installments thereafter. |
(5) |
This option vests as follows: (i) 107,281 shares vest at a rate of twenty-five percent (25%) on January 1, 2014 and in 36 equal monthly installments thereafter; (ii) 16,504 shares vest at a rate of twenty-five percent (25%) on April 1, 2014 and in 36 equal monthly installments thereafter; and (iii) 41,262 shares vest at a rate of twenty-five percent (25%) on May 1, 2014 and in 36 equal monthly installments thereafter. |
(6) |
This option is fully vested. |