UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A preferred stock, par value Euro 0.01 per share | Â (3) | Â (3) | Common Stock | 52,976,000 | $ (3) | I | See footnote (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mosing Michael Frank 10260 WESTHEIMER RD. HOUSTON, TX 77042 |
 |  X |  |  |
/s/ Michael Frank Mosing, by Joshua K. Hancock, as Attorney-in-Fact | 09/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Mosing may be deemed to beneficially own the shares of common stock, par value Euro 0.01 per share, of Frank's International N.V. (the "Common Stock") held by his spouse. Mr. Mosing disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein. |
(2) | As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, Inc. and the other parties thereto (the "Voting Agreement"), Michael Frank Mosing may be deemed to share beneficial ownership of 119,024,000 shares (representing more than 10% of the outstanding shares) of Frank's International N.V's (the "Issuer") Common Stock held by FWW B.V. Mr. Mosing disclaims beneficial ownership of the Common Stock except to the extent of his pecuniary interest therein. |
(3) | Pursuant to the Amended and Restated Articles of Association of the Issuer and the Limited Partnership Agreement of Frank's International C.V. ("FICV"), holders of the Issuer's Series A preferred stock, par value Euro 0.01 per share (the "Preferred Stock") will have the right to convert all or a portion of their Preferred Stock into the Issuer's Common Stock at any time by delivery to the Issuer of an equivalent number of FICV portions, which portions are equal to the holder's total limited partnership interest in FICV divided by the total number of issued and outstanding shares of the Issuer's Preferred Stock. |
(4) | As a result of the Voting Agreement, Mr. Mosing may also be deemed to beneficially own 52,976,000 shares of the Issuer's Preferred Stock directly held by Mosing Holdings, Inc. Mr. Mosing disclaims beneficial ownership of the Preferred Stock except to the extent of his pecuniary interests therein. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney (CE) |