f8k080615_chartacquiscorp.htm

 
UNITED STATES
 
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
 
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported): August 6, 2014
 
 
CHART ACQUISITION CORP.
 
 
(Exact name of registrant as specified in its charter)
 
         
Delaware
 
001-35762
 
45-28532218
(State or other Jurisdiction of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)

     
c/o The Chart Group, L.P.
555 Fifth Avenue, 19th Floor
New York, NY
 
10017
(Address of Principal Executive Offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: 212-350-1150
 
 
 Not Applicable
(Former name or former address if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 
Item 4.01
Changes in Registrant’s Certifying Accountant

As previously reported on Chart Acquisition Corp.’s (the “Company”) Current Report on Form 8-K filed on July 7, 2014, on June 30, 2014, KPMG LLP (“KPMG”) acquired certain assets of ROTHSTEIN-KASS, P.A. (d/b/a Rothstein Kass & Company, P.C.) and certain of its affiliates (“Rothstein Kass”), the independent registered public accounting firm for the Company. As a result of this transaction, on June 30, 2014, Rothstein Kass resigned as the independent registered public accounting firm for the Company.

The audit committee of the Company previously approved the engagement of KPMG as the new independent registered public accounting firm for the Company subject to KPMG completing its standard client evaluation procedures and accepting the engagement.  KPMG has now completed its client evaluation procedures and accepted the engagement.

 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
CHART ACQUISITION CORP.
 
       
Date: August 11, 2014
By:
/s/ Michael LaBarbera
 
    Name: Michael LaBarbera   
    Title: Chief Financial Officer   
       
 

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